KISTLER, J.
The question that this case presents is whether a statute limiting a state employee's tort liability violates either the remedy clause of Article I, section 10, of the Oregon Constitution or the jury trial clauses of Article I, section 17, and Article VII (Amended), section 3, of the Oregon Constitution. The trial court held that the statute, as applied to the state employee, violated each of those provisions and entered a limited judgment against the employee for the full amount of the jury's verdict. On direct appeal, we reverse the trial court's limited judgment and remand this case to the trial court for entry of a judgment consistent with this decision.
Plaintiff's six-month-old son developed a cancerous mass on his liver. Two doctors at Oregon Health & Science University (OHSU) participated in an operation to remove the mass: Dr. Harrison, a specialist in pediatric surgery, and Dr. Durant, a pediatric surgical fellow in training. During the operation, the doctors inadvertently transected blood vessels going to the child's liver. That act has resulted in the child having to undergo a liver transplant, removal of his spleen, additional surgeries, and lifetime monitoring due to the risks resulting from the doctors' act.
Plaintiff brought this action on her son's behalf against Harrison, Durant, OHSU, and Pediatric Surgical Associates, P.C. The trial court granted Pediatric Surgical Associates' motion for summary judgment, and it dismissed Durant as a result of an agreement among plaintiff, OHSU, and Harrison. Pursuant to that agreement, Harrison and OHSU admitted liability for the child's injuries and plaintiff's case against Harrison and OHSU went to the jury to determine the amount of the child's damages. The jury found that plaintiff's son had sustained and will sustain economic damages of
After the jury returned its verdict, OHSU and Harrison filed a motion to reduce the jury's verdict to $3,000,000 based on the Oregon Tort Claims Act. The trial court granted the motion as to OHSU. It ruled that, because sovereign immunity applies to OHSU, the legislature constitutionally may limit the damages for which OHSU is liable. See Clarke v. OHSU, 343 Or. 581, 600, 175 P.3d 418 (2007) (so holding). The trial court, however, denied the motion as to Harrison. Harrison had argued that, in 1857, he would have been entitled to discretionary immunity for errors occurring during surgery. It followed, he reasoned, that, because he would not have been liable for any damages in 1857 for his negligence, the Tort Claims Act limit may be applied constitutionally to him. The trial court disagreed with that argument. It then ruled that the Tort Claims Act limit, as applied to Harrison, violated the remedy clause of Article I, section 10, and the jury trial clauses of Article I, section 17, and Article VII (Amended), section 3. The court accordingly entered a limited judgment against Harrison for all the damages that the jury had awarded.
Harrison (defendant) filed a direct appeal to this court from the limited judgment. See ORS 30.274(3) (providing for direct appeals to this court from limited judgments arising from application of tort claims limitations).
Having considered defendant's discretionary immunity argument, we agree with the trial court's ruling on that issue. Explaining why we agree would be of little value to anyone other than the parties. We accordingly uphold the trial court's ruling on that issue without further discussion and turn to the question whether the limit that the Tort Claims Act places on a state employee's damages violates either the remedy clause of Article I, section 10, or the jury trial clauses of Article I, section 17, and Article VII (Amended), section 3.
As explained below, we conclude that the right to a remedy protected by Article I, section 10, and the right to a jury trial protected by Article I, section 17, address related but separate issues. Article I, section 10, limits the legislature's substantive authority to alter or adjust a person's remedy for injuries to person, property, and reputation. Article I, section 17, guarantees a jury trial in those classes of cases in which the right to a jury trial was customary at the time the Oregon Constitution was adopted and in cases of like nature. However, Article I, section 17, places no additional substantive limit on the legislature's authority to alter or adjust remedies beyond that found in Article I, section 10. Accordingly, we begin with the question whether the Tort Claims Act limit violates the remedy clause of Article I, section 10.
The Tort Claims Act both waives the state's sovereign immunity and, as applicable here, limits the tort liability of the state and its employees to $3,000,000. ORS 30.265(1); ORS 30.271(3)(a).
Plaintiff responds that Smothers "was a correct interpretation of the remedy clause," although she does not question the history on which defendant relies. Plaintiff relies instead on an earlier line of this court's cases interpreting the remedy clause, which consistently have held that the remedy clause imposes a substantive limit on the legislature's authority to alter or adjust remedies for certain kinds of injuries. As plaintiff interprets Smothers, that decision did not tie the protections of the remedy clause to Oregon common law as it existed in 1857. Rather, plaintiff contends that Smothers requires a remedy that "`either restores the status quo or compensates the injured party for the loss.'" (Quoting Holden v. Pioneer Broadcasting Co., 228 Or. 405, 365 P.2d 845 (1961) (Goodwin, J., dissenting), cert. den., 370 U.S. 157, 82 S.Ct. 1253, 8 L.Ed.2d 402 (1962)).
Plaintiff's argument appears to rest on the proposition that the legislature may not limit either the nature or extent of common-law remedies but that it may extend those remedies to new subjects, expand the scope of available damages, and abrogate common-law defenses. In plaintiff's view, this court's decisions in Howell and Lawson v. Hoke, 339 Or. 253, 119 P.3d 210 (2005), departed from a correct understanding of the remedy clause because Howell and Lawson (but not Smothers) "`froz[e] common law' by reducing the protections of Article I, section 10 to the claims that might have been successfully litigated in 1857."
As we understand the parties' arguments, they agree that the remedy clause should not be tied strictly to Oregon common law as it existed in 1857. They disagree, however, whether the remedy clause places any substantive limit on the legislature's authority. It follows that the parties' arguments present two related but separate issues. The first is whether Smothers tied the meaning of the remedy clause to Oregon common law as it existed in 1857 and, if it did, whether it erred in doing so. The second is whether our other remedy clause cases erred in holding that the remedy clause places a substantive limit on the legislature's ability to modify remedies. In considering those issues, we first describe our decision in Smothers. We then explain why we conclude that Smothers clearly erred in tying the remedy clause to the common law in 1857 and should be overruled. We next explain why we disagree with defendant that we should overrule our other cases holding that the remedy clause places a substantive limit on legislative authority. Finally, we explain why the limitation on damages against state employees does not violate the remedy clause.
In Smothers, the court stated that our cases interpreting the remedy clause have not been consistent, and it sought to provide a definitive interpretation of that clause. 332 Or. at 90, 23 P.3d 333. Using the methodology set out in Priest v. Pearce, 314 Or. 411, 415-16, 840 P.2d 65 (1992), the court considered the text of Article I, section 10, its history, and our cases interpreting the remedy clause. Smothers, 332 Or. at 91-123, 23 P.3d 333. After surveying Magna Carta, Coke's Second Institute, Blackstone's Commentaries, and decisions from other states interpreting their remedy clauses, Smothers concluded that the historical purpose of the remedy clause was "to mandate the availability of a remedy by due course of law for injury to absolute rights respecting person, property, and reputation." Id. at 114, 23 P.3d 333.
Smothers explained that, to give effect to that purpose, Oregon courts should ask two questions. The first is "whether the plaintiff has alleged an injury to one of the absolute rights that Article I, section 10 protects." Id. at 124, 23 P.3d 333. Because Smothers concluded that an "injury," as that term is used in the remedy clause, is a "wrong or harm for which a cause of action existed when the drafters wrote the Oregon Constitution in 1857," it restated the first question as follows: "[W]hen the drafters wrote the Oregon Constitution in 1857, did the common law of Oregon recognize a cause of action for the alleged injury?" Id.
Smothers stated that, if the answer to that question is "yes," then the remedy clause mandates that a constitutionally adequate remedy for that injury be available. Id. The court observed that "[a] common-law cause of action is a constitutionally adequate remedy for seeking redress for injury to protected rights." Id. Smothers also recognized, however, that the remedy clause "does not freeze in place common-law causes of action that existed when the drafters wrote the Oregon Constitution in 1857." Id. The legislature may modify or abolish a common-law remedy "so long as it provides a substitute remedial process" for injuries to "absolute rights that the remedy clause protects." Id. Because the legislature may provide a substitute remedial process for common-law injuries to absolute rights, the court formulated a second question to implement the remedy clause: If the legislature has abolished a common-law cause of action for protected injuries, has the legislature "provided a constitutionally adequate substitute remedy for the common-law cause of action for that injury?" Id.
Applying that framework to the claim in Smothers, the court explained that, in 1857, the plaintiff in Smothers would have had a cause of action against his employer for negligently exposing him to dangerous fumes that were "a contributing cause" of his injuries. Id. at 129-33, 23 P.3d 333. The legislature, however, made workers' compensation the plaintiff's exclusive remedy, and it required that the plaintiff prove that his employer's negligence was "the major contributing cause" of his injury to recover under workers' compensation. Id. at 133, 23 P.3d 333. Because the plaintiff could not make that showing, Smothers held that the workers' compensation statute, as applied, violated the remedy clause; that is, the workers' compensation statute violated the remedy clause because it denied the plaintiff any remedy for an injury — bodily harm for which the defendant's negligence was a contributing cause — that would have been actionable under the common law of Oregon in 1857. Id. at 133-36, 23 P.3d 333.
Smothers did not reach the question of when a modified remedy for an injury that was actionable in 1857 will be "constitutionally adequate." Id. at 120 n. 19, 23 P.3d 333. The court explained:
As we read Smothers, it tied the meaning of the remedy clause to Oregon common law in 1857 in two ways. First, if the common law of Oregon provided a cause of action for an injury to person, property, or reputation in 1857, then the law must continue to provide some remedy for that historically defined injury. Not only did Smothers say so explicitly, but it held the workers' compensation statute unconstitutional, as applied, because an actionable injury under that statute (bodily harm for which the employer's negligence was the major contributing cause) was different from and narrower than the injury for which a cause of action existed in 1857 (bodily harm for which the employer's negligence was a contributing cause). See Smothers, 332 Or. at 124, 133-36, 23 P.3d 333. Second, in determining whether the law provides a constitutionally adequate remedy, the court looked to the common law in 1857 as a model. It noted that common-law remedies for historically defined injuries would be constitutionally adequate but that the remedy clause does not prevent the legislature from modifying a remedy for those injuries as long as the remedy remains a substantial one. Id. at 124, 23 P.3d 333.
We accordingly disagree with plaintiff that Smothers did not tie the remedy clause to the common law as it existed in 1857. We also disagree with plaintiff that the court departed from Smothers in Howell and Lawson by looking to the common law in 1857 to determine whether the plaintiffs in those cases had suffered a constitutionally protected injury and whether, if they had, the legislature had provided a constitutionally adequate remedy. We agree, however, with both plaintiff and defendant that tying the remedy clause to the common law in 1857 can produce (and has produced) anomalous results. As others have noted, the common law often turned on a patchwork of confusing and unworkable distinctions. See Edwin M. Borchard, Government Liability in Tort, 34 Yale LJ 229, 233 (1925) (discussing confusion engendered by common-law distinctions). The standard that Smothers announced gives constitutional effect to those common-law anomalies. Moreover, as the dissent recognized in Howell and the majority did not dispute, strict adherence to Smothers can result in the further anomaly of trying two claims to a jury — one under the current law and the other under the law as it existed in 1857. Finally, defendant has raised substantial questions regarding Smothers' interpretation of the sources on which it relied.
In those circumstances, we conclude that it is appropriate to consider whether Smothers was correctly decided by reexamining the text of Article I, section 10, its history, and our cases. See State v. Reinke, 354 Or. 98, 105, 309 P.3d 1059, adh'd to as modified on recons., 354 Or. 570, 316 P.3d 286 (2013) (undertaking similar reexamination). In doing so, we focus initially (and solely) on Smothers' holding that Oregon common law in 1857 defines the injuries for which the law must provide a remedy. Because we overrule Smothers, we also consider the related issue that defendant raises — whether our other remedy clause cases should be overruled as well.
Article I, section 10, provides:
Textually, Article I, section 10, differs from other sections included in Oregon's bill of rights. It is not a protection against the exercise of governmental power. State ex rel Oregonian Pub. Co. v. Deiz, 289 Or. 277, 288, 613 P.2d 23 (1980) (Linde, J., concurring).
The first independent clause prohibits secret courts while the second provides that justice shall be administered "openly and without purchase, completely and without delay." The third independent clause provides that "every man shall have remedy by due course of law for injury done him in his person, property, or reputation." Textually, the third independent clause can be read in two ways. On the one hand, the clause can be seen as a guarantee that courts will provide "every" person a "remedy by due course of law" for certain kinds of injuries. As Professor Linde observed, the clause could be nothing "more than a procedural guarantee that the `due course of law' will be open to `every man' who is entitled to a remedy under the substantive law, whatever that might be at any time." Linde, Without "Due Process," 49 Or. L. Rev. at 136.
On the other hand, characterizing the remedy clause solely as a guarantee of equal access to the courts fails to account for all the clause's text. The text provides that "every man shall have remedy by due course of law for injury done him in his person, property, or reputation." Focusing on the phrase "by due course of law" can obscure the remainder of the text, which provides that, when a person has had "injury done him in his person, property, or reputation," he "shall have remedy." The text is as much about the availability of a remedy as it is about the "due course of law" by which the remedy is to be administered. In a related vein, this court had held that the remedy clause does not apply to every injury a person sustains to a legally protected interest. Juarez v. Windsor Rock Products, Inc., 341 Or. 160, 173, 144 P.3d 211 (2006) (loss of deceased's society, guidance, and emotional support did not constitute injury to person, property, or reputation within meaning of remedy clause). Rather, the clause applies only to remedies for three specified types of injuries. Id. The clause's focus on providing remedies for specified types of injuries implies that it was intended to guarantee some remedy for those injuries, and not merely be a guarantee of procedural regularity for whatever injuries may, at the moment, enjoy legal protection.
To the extent that the text guarantees that some remedy will be available for injuries done to persons in their person, property, and reputation, the question that the text leaves unanswered is what the content of that remedy is. Certainly, nothing in the text of the remedy clause says that its protections are limited to the common law as it existed at a particular point in time. The clause lacks words used elsewhere in the constitution that connect a constitutional guarantee to a single point in time. Compare Or. Const. Art. VII, § 3 ("thereafter"); Or. Const. Art. I, § 31 (1857) ("hereafter"); Or. Const. Art. IV, § 24 ("at the time of the adoption of this constitution").
Not only does the text of the remedy clause not provide express support for the historical limitation that Smothers perceived, but the context of the remedy clause is also at odds with that limitation. Both Article I, section 10, and Article XVIII, section 7, were adopted as part of the original Oregon Constitution. The Oregon Constitution and Proceedings and Debates of the Constitutional Convention of 1857 402, 431 (Charles Henry
As this court explained in Land Bd. v. Corvallis Sand & Gravel, 283 Or. 147, 156, 582 P.2d 1352 (1978), Article XVIII, section 7, "continued in force the substantive principles of the common law which were adopted by the provisional government and sanctioned by the federal act establishing the territorial government." However, "[t]he common law, as it existed in England at the time of the settlement of the American colonies, has never been in force in all of its provisions in any colony or state of the United States." Peery v. Fletcher, 93 Or. 43, 52, 182 P. 143 (1919). Rather, "[i]t has been adopted so far only as its general principles were suited to the habits and conditions of the colonies, and in harmony with the genius, spirit and objects of American institutions." Id. Oregon accordingly departed from the "old common law [rule]" that defendants would be liable in trespass for damages caused by their cattle straying onto another person's land. Perozzi v. Ganiere, 149 Or. 330, 348, 40 P.2d 1009 (1935). Similarly, in the arid west, the common-law riparian right of property owners to use water appurtenant to their land gave way to a more limited property right to use water based on a system of prior appropriation. Re Water Rights of Hood River, 114 Or. 112, 166-81, 227 P. 1065 (1924), cert. dismissed sub nom. Pac. Power & Light Co. v. Bayer, 273 U.S. 647, 47 S.Ct. 245, 71 L.Ed. 821 (1926).
In modifying common-law rights to meet conditions unique to this state, Oregon continued a process that began when the original colonies first adopted and then modified English common law. As one author has explained, "[b]y 1820 the legal landscape in America bore only the faintest resemblance to what existed forty years earlier" when the original colonies first adopted English common law. Morton J. Horwitz, The Transformation of American Law, 1780-1860 at 30 (1977). As Horwitz describes, from 1780 to 1860, state legislatures modified property and other common-law rights to accommodate both the differing conditions in this country and the industrial growth that the country was experiencing. It follows that, when the framers drafted Oregon's constitution in 1857, they would not have viewed the common law as static or unchanging — a proposition that is apparent from Article XVIII, section 7, which both continued the common law, as modified to meet Oregon's needs, and recognized that the common law remained subject to change. See Peery, 93 Or. at 52-53, 182 P. 143 (recognizing that common law can be "altered" or "repealed").
Consistent with that recognition, the common law has continued to evolve as the premises on which it rests have changed. See Buchler v. Oregon Corrections Div., 316 Or. 499, 518, 853 P.2d 798 (1993) (Peterson, J., concurring) (explaining that the "beauty and strength of the common-law system is its infinite adaptability to societal change"). For example, this court has held that the common-law doctrine of interspousal immunity no longer bars negligence actions by one spouse against another, Heino v. Harper, 306 Or. 347, 374-76, 759 P.2d 253 (1988), and it has rejected the doctrine of parental immunity, Winn v. Gilroy, 296 Or. 718, 733-34, 681 P.2d 776 (1984). In 1975, the legislature abolished the common-law torts of criminal conversation and alienation of affections because those "actions for invasion of the family relationship were considered outmoded by changing views of marriage, divorce, and sexual relations, as reflected in the repeal in 1971 of criminal laws against adultery and enactment of no-fault divorce laws." Norwest v. Presbyterian Intercommunity Hosp., 293 Or. 543, 563, 652 P.2d 318 (1982). More recently, we explained that, in light of legislative changes to joint defendants' liability, "common-law indemnity" is no longer "necessary or justified" for civil claims that are subject to the comparative fault statute. Eclectic Investment, LLC v. Patterson, 357 Or. 25, 38, 346 P.3d 468 (2015).
Contrary to the premise that underlies Smothers, when the framers drafted the Oregon Constitution in 1857, they would have understood that the common law was not tied to a particular point in time but instead continued to evolve to meet changing needs.
In reaching a contrary conclusion, Smothers relied on dicta from a federal district court decision, Eastman v. Clackamas Cnty., 32 F. 24 (C.C.D.Or.1887). See Smothers, 332 Or. at 122, 23 P.3d 333. We accordingly discuss that decision briefly. The plaintiff in Eastman had been injured in 1886 as a result of Clackamas County's negligence in maintaining one of its bridges, and he sued the county to recover his damages. Eastman, 32 F. at 26. Under the common law, a county was not liable for an injury resulting from a defect in one of its highways or roads. Rankin v. Buckman, 9 Or. 253, 256 (1881).
In 1887, 30 years after the constitution had been drafted and one year after the plaintiff in Eastman had been injured, the legislature amended the territorial statute that had permitted counties to be sued. Id. at 31. It deleted the part of the statute allowing tort actions against counties, with the result that the statute, as amended, permitted actions against counties only for breach of contract. Id.
Before the federal district court, the county argued that the plaintiff's action should be dismissed. The county explained that it was not liable for its torts at common law, and it noted that the territorial statute permitting tort actions against counties had been repealed. In considering the county's argument, the district court first observed in dicta that the remedy clause froze in place both the common-law and statutory remedies that existed when the Oregon Constitution was enacted. Id. at 32. The district court reasoned:
Id.
Having raised the remedy clause as a possible answer to the county's defense, the federal district court decided the case on a narrower ground. It held that the plaintiff had been injured before the legislature had repealed the statute permitting actions against counties for their torts, that the plaintiff's cause of action had "vested" when he had been injured, and that nothing in the 1887 amendment suggested that the legislature had intended the amendment to apply retroactively and take away a vested right. Id. at 34. Because the federal court held only that the 1887 amendment did not apply retroactively, its discussion of the remedy clause was dicta and had no binding effect in federal district court, much less in Oregon
Five years later, a plaintiff brought a negligence action in state court against a county to recover for an injury that occurred after the legislature had repealed the statute making counties liable for their torts. Templeton v. Linn County, 22 Or. 313, 316-17, 29 P. 795 (1892). Although the plaintiff relied on the dicta in Eastman to argue that the remedy clause barred the legislature from repealing the statute giving him a right to sue the county for its torts, this court rejected that argument, describing it as "startling." Id. at 316, 29 P. 795. This court reaffirmed that the legislature cannot take away a party's "[v]ested rights" (the right to recover for injuries that had occurred while the statutory remedy was in place), but it held that the same limitation did not apply to "expectancies and possibilities in which the party has no present interest." Id. at 318, 29 P. 795. Not only did Templeton reject the dicta in Eastman, but this court later explained that it had never adopted that dicta. Noonan v. City of Portland, 161 Or. 213, 249, 88 P.2d 808 (1939); Gearin v. Marion County, 110 Or. 390, 400-01, 223 P. 929 (1924).
Smothers based its holding tying the meaning of the remedy clause to Oregon common law in 1857 on federal dicta that this court described in Templeton as "startling" and that the court explained in Noonan and Gearin that it had never adopted.
We do not overrule our precedents lightly. See Farmers Ins. Co. v. Mowry, 350 Or. 686, 261 P.3d 1 (2011). As the court explained in Mowry, our "decisions `should be stable and reliable,' because the Oregon Constitution is `the fundamental document of this state.'" Id. at 693-94, 261 P.3d 1 (quoting Stranahan v. Fred Meyer, Inc., 331 Or. 38, 53, 11 P.3d 228 (2000)). However, as the court also recognized in Mowry, "there is a `similarly important need to be able to correct past errors' because `[t]his court is the body with the ultimate responsibility for construing our constitution, and if we err, no other reviewing body can remedy that error.'" Id. at 694, 261 P.3d 1 (quoting Stranahan, 331 Or. at 53, 11 P.3d 228) (bracket in Mowry). The considerations that bear on when we should exercise that authority are difficult to reduce to a simple formula. Couey v. Atkins, 357 Or. 460, 485, 355 P.3d 866
In Couey, we identified "at least three categories [of error]" that will justify reconsidering a prior constitutional decision. 357 Or. at 485, 355 P.3d 866. We observed:
Id. at 485-86, 355 P.3d 866 (citations omitted). Placing a decision in one of those three categories does not exhaust consideration of other factors that can bear on whether to adhere to or overrule that decision. As Mowry explained, a significant consideration can be whether others have "rel[ied] on the rules of law announced by this court to structure their transactions." 350 Or. at 700-01, 261 P.3d 1 (insurance policies drafted and underwritten in reliance on judicial decision); see State v. Cuevas, 358 Or. 147, 154, 361 P.3d 581 (2015) (declining to overrule two decisions interpreting sentencing guidelines rules, in part, because those decisions had "been applied repeatedly in calculating innumerable sentences"). Moreover, the age of the decisions and the extent to which the issues have been fully litigated can matter. Compare Mowry, 350 Or. at 700-01, 261 P.3d 1 (declining to overrule relatively recent decision where issue had been fully litigated), with State v. Mills, 354 Or. 350, 366-71, 312 P.3d 515 (2013) (overruling holding in 1923 case that had been adopted without discussion and cited without explanation in ensuing 90 years). The answer to the question whether a case should be overruled cannot be reduced to the mechanical application of a formula but requires instead an exercise of judgment that takes all appropriate factors into consideration. See Mowry, 350 Or. at 697-98, 261 P.3d 1 (describing stare decisis as a prudential doctrine).
With that background in mind, we turn to the question whether we should overrule Smothers. As explained above, the central premise of Smothers finds no support in the text and history of Article I, section 10; it is at odds with the context found in Article XVIII, section 7; and it is squarely inconsistent with a series of this court's cases holding that Article I, section 10, did not freeze rights and remedies as they existed in 1857. Additionally, Smothers is of relatively recent vintage, and it has not given rise to the sort of reliance interests that persuaded this court in Mowry to adhere to a prior statutory interpretation. Although the text and history of the remedy clause were considered at some length in Smothers, that factor, standing alone, does not persuade us to adhere to a case that was at odds with the text, history, and case law when it was decided and that continues to prove problematic. For the reasons explained above, we overrule Smothers.
The question that remains is whether, as defendant argues, our other remedy clause cases also should be overruled to the extent that they place a substantive limit on the legislature's authority to alter or adjust remedies; that is, is defendant correct that the remedy clause provides only procedural protection? In considering that issue, we begin by summarizing our remedy clause cases that preceded and followed Smothers. We then turn to whether those cases are consistent with the text and history of the remedy clause.
This court's remedy clause decisions divide roughly into two groups. The first group
Following Templeton, this court routinely rejected the argument that the remedy clause entitled a plaintiff to bring a negligence action against a county for failing to maintain its roads, in the absence of a statute authorizing the action. See, e.g., Schroeder v. Multnomah County, 45 Or. 92, 96, 76 P. 772 (1904). Negligence claims against cities presented a more complex issue. This court explained that cities were created by special charters, which imposed a duty on cities to maintain their streets in good repair. Rankin, 9 Or. at 256-57. As a result, cities could be sued for negligently failing to satisfy that duty, unless the legislature exempted them from liability. Id.; see O'Harra v. The City of Portland, 3 Or. 525, 526 (1870) (upholding provision in city charter exempting city from tort liability); cf. Mattson v. Astoria, 39 Or. 577, 65 P. 1066 (1901) (citing O'Harra for that proposition in the context of an Article I, section 10, case).
In Mattson, this court considered a statute that sought to exempt both a city and its officials from liability for negligently maintaining its streets. 39 Or. at 578-79, 65 P. 1066. The court held that, although the legislature could exempt a city from liability for breaching that duty, the remedy clause prevented the legislature from exempting both the city and its officials from all liability. 39 Or. at 579-80, 65 P. 1066. The court reasoned:
Id. at 580, 65 P. 1066 (citations omitted); see Thomas M. Cooley, A Treatise on the Constitutional Limitations 289, 361-62 (1st ed. 1868, reprinted 1972) (summarizing earlier cases).
Over the next 40 years, this court considered a series of cases brought by persons injured as a result of defects in city streets. See Noonan, 161 Or. at 223-35, 88 P.2d 808 (reviewing decisions). It adhered to the rule that the legislature can immunize a city from tort liability if the city officials or employees remain liable, but it reaffirmed that the legislature cannot eliminate all or practically all liability for breach of a city's duty by immunizing both the city and its employees. See id. at 237-38, 88 P.2d 808; Pullen v. Eugene, 77 Or. 320, 328, 146 P. 822 (1915) (upholding city charter provision providing a cause of action against city officials when damages exceeded $100); Batdorff v. Oregon City, 53 Or. 402, 408-09, 100 P. 937 (1909) (exonerating city from liability and permitting an action against city officials for gross negligence "practically denies a remedy to any person injured"). During that time, some judges expressed the view that leaving an injured plaintiff with a remedy only against a city employee was a poor substitute
In Mattson and the cases following it, the legislature had not altered the duty imposed on cities and their officials to maintain streets in good repair, but it had denied plaintiffs injured by a breach of that duty any remedy. Those cases recognized that a remedy against a city employee could be substituted for a remedy against the city, but those cases did not require this court to decide whether or on what terms the legislature could alter a common-law duty. That question began to arise in the second group of remedy clause cases that this court decided, which found their genesis in the opinion denying rehearing in Stewart v. Houk, 127 Or. 589, 271 P. 998, 272 P. 893 (1928).
The statute at issue in Stewart paralleled, in many respects, the statutes at issue in Mattson and its progeny. Like the statute in Mattson, the statute in Stewart provided that a guest injured while in a vehicle driven on Oregon public highways "`shall have no right of recovery against the owner or driver of such motor vehicle.'" Id. at 591, 271 P. 998, 272 P. 893 (quoting statute). The statute did not affect the owner or driver's duty to exercise due care, but it deprived an injured guest of any remedy for a breach of that duty. Id. at 595, 271 P. 998, 272 P. 893. This court accordingly concluded that the statute "withh[e]ld jural significance from a breach of duty which previously was regarded as a cause of action" in violation of the remedy clause. Id.
The defendant in Stewart petitioned for rehearing, arguing that the court's decision was inconsistent with the Connecticut Supreme Court's decision in Silver v. Silver, 108 Conn. 371, 143 A. 240 (1928). This court denied rehearing after explaining why the guest-passenger statute at issue in Silver differed from Oregon's guest-passenger statute. This court noted that the Connecticut statute provided that a host was not liable to a guest for injuries caused by ordinary negligence but preserved liability in instances "where the injury was inflicted intentionally, heedlessly or through reckless disregard of the rights of others." Id. at 597, 271 P. 998, 272 P. 893 (on rehearing). The court explained that the Connecticut legislature had sought "to fix the measure of care a host owed to his guest." Id. at 598, 271 P. 998, 272 P. 893. It viewed the Oregon statute, by contrast, as not being an effort "to regulate the operation of automobiles by prescribing the duty of host to guest, but as one wherein this element of the situation remains untouched, and the sole change effected is the denial of the remedy to an injured guest." Id. Having identified that distinction, the court denied the petition for rehearing.
After the court issued its decision in Stewart, the Oregon legislature enacted a statute that tracked Connecticut's guest-passenger statute. The new statute provided that an owner or operator of a motor vehicle was liable to a guest for injuries sustained in an accident if the accident were intentional on the part of owner or operator or "`caused by [the owner or operator's] gross negligence or intoxication or reckless disregard of the rights of others.'" Perozzi, 149 Or. at 331,
This court looked to the state common-law decisions cited in Silver in holding that Oregon's new guest-passenger statute did not violate Article I, section 10. Perozzi, 149 Or. at 334-37, 40 P.2d 1009. Specifically, this court relied on three state court decisions that held, as a matter of common law, that to "`make out liability in case of a gratuitous undertaking the plaintiff ought to prove a materially greater degree of negligence than he has to prove where the defendant is to be paid for doing the same thing.'" Id. at 334, 40 P.2d 1009 (quoting Heiman v. Kloizner, 139 Wn. 655, 247 P. 1034 (1926)); accord Massaletti v. Fitzroy, 228 Mass. 487, 118 N.E. 168 (1917); Epps v. Parrish, 26 Ga.App. 399, 106 S.E. 297 (1921). In Massaletti, for example, the Massachusetts Supreme Judicial Court reasoned that a driver who gratuitously gave a guest a ride owed the same common-law duty that a gratuitous bailee would, with the result that both were liable only for gross negligence or bad faith. See Massaletti, 228 Mass. at 489, 118 N.E. 168 (citing West v. Poor, 196 Mass. 183, 81 N.E. 960 (1907)).
To be sure, the common-law position that Massachusetts, Washington, and Georgia adopted reflected a minority view, and this court considered whether a legislative enactment based on a minority view of the common law complied with Article I, section 10. In considering that question, the court focused on cases from other state courts with similar remedy clauses. For example, the court noted that the Florida Supreme Court had held that its remedy clause did not lock its legislature into a fixed version of the common law but left it free either to expand a plaintiff's remedies against a deceased tortfeasor or to uphold a statute permitting cattle to roam free, contrary to a landowner's common-law property rights. 149 Or. at 343-44, 40 P.2d 1009. Consistently with the Florida decision, this court noted in Perozzi that Article XVIII, section 7, of the Oregon Constitution expressly recognized that the legislature may alter or repeal the common law and that Article I, section 10, lacked terms that would demonstrate an intent to freeze in place the common law as it existed in 1857. Id. at 346-47, 40 P.2d 1009.
This court accordingly declined to tie the legislature to a conception of the common law that would prevent it from amending the law to meet the "existing conditions and circumstances" of a given time. Id. at 348, 40 P.2d 1009. It reasoned that, to hold otherwise, would fix into place doctrines such as the fellow-servant doctrine, contributory negligence, and assumption of risk. Id. As we read Perozzi, it held that, as a matter of state constitutional law, Article I, section 10, does not deny the legislature latitude to adjust the duties that one person owes another, based on the extent of the change and the reasons for the adjustment. Perozzi thus answered the question that Mattson and the cases that followed it had no occasion to decide — to what extent and on what grounds may the legislature modify common-law duties.
Cases following Perozzi have interpreted it as standing for the proposition that Article I, section 10, does not deny the legislature latitude to modify and sometimes eliminate common-law duties where changing conditions warrant it. See Noonan, 161 Or. at 249, 88 P.2d 808 ("Article I, § 10, Oregon Constitution, was not intended to give anyone a vested right in the law either statutory or common; nor was it intended to render the law static.") Throughout the twentieth century, our cases have adhered to that proposition, while recognizing that the remedy clause places a substantive limit on the legislature. That is, within constitutional limits, the legislature has authority to alter a common-law
In Hale, Clarke, and Howell, this court addressed a different question, which Smothers had noted but not reached: On what terms may the legislature, consistently with the remedy clause, alter a remedy for the breach of a recognized duty? In Hale, the court summarized prior cases in concluding that "it is enough [for the purposes of the remedy clause] that the remedy is a substantial one." 308 Or. at 523, 783 P.2d 506. In upholding a $100,000 cap on more than $600,000 in damages, the court focused on what later cases have referred to as a quid pro quo. Id. The court reasoned:
Id. In holding that the Tort Claims Act limitation constitutionally could be applied to the plaintiff in Hale, the court compared that statute to the workers' compensation act, which expanded the class of plaintiffs eligible for a remedy but limited the extent of the remedy available for individual plaintiffs. Id. at 521-23, 783 P.2d 506.
This court considered a similar issue in Clarke. Clarke, however, differed from Hale in three respects. First, in Clarke, the legislature had eliminated a cause of action against state employees for injuries resulting from their negligence and substituted a cause of action solely against the state with capped damages of $200,000. 343 Or. at 608, 175 P.3d 418. Second, the plaintiff in Clarke had sustained over $12 million in economic damages, compared to the $600,000 in damages that the plaintiff in Hale had sustained. See id. at 586, 175 P.3d 418. Finally, the court decided Clarke after it decided Smothers. See id. at 593, 175 P.3d 418. Smothers had disavowed the reasoning in Hale, 332 Or. at 118, 23 P.3d 333, and Clarke accordingly followed Smothers in resolving the plaintiff's Article I, section 10, challenge. See Clarke, 343 Or. at 591-93, 605-07, 175 P.3d 418 (discussing and following Smothers). That is, Clarke focused solely on whether capped damages of $200,000 was a "substantial" remedy in light of the economic damages that the plaintiff had suffered. See id. at 607, 175 P.3d 418 (framing the issue in light of Smothers). The court held that it was not. Id. at 610, 175 P.3d 418; see id. at 611, 175 P.3d 418 (Balmer, J., concurring) ("The arbitrarily low cap on damages for medical malpractice claims against OHSU and its employees is a problem that has long called for a legislative solution.").
By contrast, the court held in Howell that capped damages of $200,000 was a substantial remedy when the plaintiff had sustained $507,500 in total damages. 353 Or. at 376, 298 P.3d 1. The court explained that the damage limitation "does not leave plaintiff `wholly without a remedy,' as was the case for the parents of the plaintiff in Neher. And it represents a far more substantial remedy
Smothers characterized this court's remedy clause cases as consisting of two phases, one of which lived up to the historical purposes of the remedy clause, the other of which grossly failed to realize them. In the first phase, Smothers explained, courts consistently reasoned that the purpose of the remedy clause was to mandate that a remedy be available to repair injuries recognized at common law to "absolute" rights. Those cases included Mattson, Stewart, and others holding that the complete elimination of all liability would violate the remedy clause. Smothers explained that, in the second phase, Perozzi and the cases that followed it strayed from the remedy clause's historical purposes. Smothers reasoned that "[u]ntil 1935, this court's case law was consistent with" the purpose of protecting "absolute common-law rights." Smothers, 332 Or. at 118-19, 23 P.3d 333. In Perozzi, according to Smothers, this court erroneously imported federal equal protection analysis into Oregon's remedy clause. Id. at 119, 23 P.3d 333. It followed, Smothers concluded, that any case that relied on Perozzi either directly or indirectly had erred, and Smothers disavowed them.
In reviewing our remedy clause decisions, we view their development differently. Perozzi did not rely on federal equal protection analysis as Smothers perceived. Rather, as explained above, the reasoning in Perozzi consisted of an extensive analysis of the Oregon Constitution, the text of the remedy clause, the text of Article XVIII, section 7, and common-law decisions from other states. Only in explaining the development of guest-passenger statutes similar to the one at issue in Perozzi did this court discuss Silver and, even then, to recognize, as the common law decisions it cited had done, that a state could find that a gratuitous host owed the same degree of care to his or her passengers that a gratuitous bailee owed at common law. See Perozzi, 149 Or. at 332-35, 40 P.2d 1009. Perozzi's ground for decision was its analysis of Article I, section 10, of the Oregon Constitution. See id. at 348-50, 40 P.2d 1009. For that reason, the cases relying on Perozzi were not sipping from a poisoned wellspring. Rather, they were relying on a case that took a considered view of the text, context, and purposes of Oregon's remedy clause.
As we view the two phases of our remedy clause cases, the first phase dealt with statutes in which the legislature had imposed a duty of care but eliminated any remedy for a breach of that duty. As legislative enactments grew more complex, the second phase of our remedy clause cases focused on statutes that modified either a duty or a remedy, but they did not retain a duty while eliminating any remedy for its breach, as the earlier statutes had done. In considering those later statutes, our cases recognized that the legislature was not precluded from altering the duty that one person owes another or even eliminating common-law causes of action and defenses, such as alienation of affections and contributory negligence, when the premises for recognizing the cause of action or defense had changed. Another group of our second-phase remedy clause cases recognized that the legislature could modify remedies for a recognized duty as long as the remedy that remained was substantial. Far from reflecting an aberrant view of state constitutional law, as Smothers concluded, the second phase of our remedy clause cases considered differing statutory schemes and, in doing so, complemented and refined the principles recognized in Mattson and its progeny.
We accordingly disagree with Smothers that we either can or should disregard Perozzi and the cases that followed it. We also disagree with Smothers that the two phases of our remedy clause cases are unalterably in conflict. Rather, the conflict that Smothers perceived appears to have derived primarily from its conclusion that our early remedy clause cases reflected its view of Article I, section 10. That is, Smothers viewed our early remedy clause cases as preventing the
With our remedy clause cases (other than Smothers) in mind, we return to defendant's argument that we should overrule those cases because Article I, section 10, is not "a substantive guarantee of a remedy * * * [but] rather, guarantees access to the courts [only] for such remedies as the law may provide." We begin, as usual, with the text of the remedy clause and then turn to its history.
We discussed the text of the remedy clause earlier and concluded that the text does not provide a clear answer as to the clause's meaning. As explained above, the text could be merely a guarantee of equal access to the remedies that the legislature has provided. The text, however, could be as much about the availability of a remedy for injuries to person, property, or reputation as it is about the due course of the law by which the remedy will be administered. We accordingly look to the history of the remedy clause for guidance in determining whether our remedy clause cases are clearly incorrect. We consider the English sources for the remedy clause, the early American charters and constitutions, the early and mid-nineteenth century cases from other states interpreting their remedy clauses, and the enactment history of the Indiana and Oregon remedy clauses.
Oregon's remedy clause stems from Lord Coke's interpretation of Chapter 29 of the 1225 version of Magna Carta, which combined Chapters 39 and 40 of the 1215 version of Magna Carta. Linde, Without "Due Process," 49 Or. L. Rev. at 138. Chapter 29 of Magna Carta provides:
Edward Coke, The Second Part of the Institutes of the Laws of England 45 (1797 ed.) (setting out Chapter 29). Coke explained that this "Chapter containeth nine severall branches." Id. at 46. He identified the "sense" or nature of each branch, and then explained how "the same hath been declared and interpreted. 1. By authority of Parliament. 2. By our books. 3. By Precedent." Id. As Coke's stated methodology makes clear, he viewed both the acts of parliament and the common law as implementing the larger principles stated in Magna Carta. That is, Coke viewed the common law and the acts of parliament as a continuation of the principles stated in Magna Carta that checked the king's arbitrary exercise of power.
The first six branches of Chapter 29 that Coke identified derived from Chapter 39 of the 1215 version of Magna Carta and limited the king's authority to deprive a person of his land, liberty, livelihood, and benefit of the law except "by the law of the land," which Coke explained meant "(that is to speak it once for all) by the due course, and processe of law." Id. After explaining how the courts and parliament had implemented the first six
Id. In discussing the last three branches of Chapter 29, Coke analyzed the seventh branch separately from the eighth and ninth branches, which he grouped together. See id. at 55-56 (analyzing the seventh branch); id. at 56 (analyzing the eighth and ninth branches).
Coke explained that the eighth and ninth branches focused on protecting the common law courts from royal interference. He stated that those branches "have been excellently expounded by latter acts of parliament, that by no meanes common right, or common law be disturbed, or delayed" by the king's exercise of the "great seale, or privie seale, order, writ, letters, message, or commandement whatsoever." Id. at 56. Coke recognized that the king may stay suits in his own courts, but he viewed the king's efforts to stay or interfere with the common law courts as contrary to the acts of parliament and Magna Carta. Id.
The seventh branch reflects a separate guarantee. Because Oregon's remedy clause derives from Coke's discussion of that branch, we quote his discussion in full:
Id. at 55-56.
Three propositions follow from Coke's text. First, the second paragraph quoted above focuses on ensuring that "every subject" has access to a remedy, without regard to the subject's age, status, or gender. The emphasis is on equal access to the courts. The second proposition is consistent with the first. After stating in the first paragraph that the king is present in the courts and promising that he will sell no man justice and right, Coke begins the next paragraph with the phrase "And therefore." The phrase "And therefore" implies that the passage that follows flows from the king's promise that justice will not be limited only to those persons who can afford it. Put differently, because a person's access to justice will not turn on the person's ability to buy a more expeditious or effective writ, every person "may take" a remedy for injuries without regard to wealth, age, status, or gender.
Coke's text also suggests a third proposition — that the promise of a remedy for injuries to specific interests is not limited to equal access. The text recognizes that, in gaining access to the courts and the common law, every man shall "have justice, and right for the injury done to him." That is, Coke assumed that access to the common-law courts and the common law carried with it access to justice and right for injuries. Coke had little occasion to consider the extent to which parliament could alter the common law or the limits on its authority to do so. For
Sir William Blackstone, as other commentators have noted, largely agreed with Coke's interpretation of Chapter 40 of Magna Carta. See Thomas R. Phillips, The Constitutional Right to a Remedy, 78 NYU. L. Rev. 1309, 1322 (2003) (describing Blackstone's approach). In his Commentaries on the Laws of England, Blackstone paraphrased Coke's explanation of that chapter while adding his own gloss. William Blackstone, 1 Commentaries on the Laws of England 137-38 (1st ed. 1765). Blackstone viewed Chapter 40 as directed both at the king and judges — specifically, as telling the king that he cannot issue commands or letters that override common-law procedures and telling the courts that if they receive such things they should disregard them:
Id. at 138. Blackstone agreed with Coke that the general purpose of Chapter 40 was to prevent royal interference with the common-law courts.
Blackstone's Commentaries also shed light on parliament's ability to alter the common law. In commenting on Coke's explication of Chapter 40 — that "every Subject * * * for injury done to him in bonis, in terres, vel persona * * * may take his remedy by the course of the Law," Blackstone explained:
Id. at 137 (second emphasis added). Blackstone made the point clearer in the next paragraph. He explained that "[n]ot only the substantial part, or judicial decisions, of the law, but also the formal part, or method of proceeding, cannot be altered but by parliament." Id. at 138 (emphasis added). Blackstone's gloss on Coke thus explicitly recognized parliament's authority to alter the "substantial part, or judicial decisions, of the law."
In analyzing the effect of Blackstone's Commentaries on the meaning of Oregon's remedy clause, Smothers did not discuss Blackstone's analysis of Coke's commentary on Chapter 40. See 332 Or. at 98-99, 23 P.3d 333. Smothers focused instead on a distinction that Blackstone drew between absolute and relative rights. See id. To the extent that Smothers viewed Blackstone's reference to absolute rights as simply identifying the three rights (property, person, and reputation) that the remedy clause protects, Smothers' discussion of absolute rights adds little to the analysis. The text of the clause specifies the types of rights to which it applies. See Juarez, 341 Or. at 173, 144 P.3d 211 (explaining that loss of deceased's society, guidance, and emotional support did not constitute injury to person, property, or reputation
To the extent that Smothers found in the word "absolute" the idea that Blackstone viewed absolute rights as immune from alteration, Smothers appears to have misperceived what Blackstone said. Blackstone used the phrase "absolute rights" to refer to a person's rights in a state of nature. Blackstone, 1 Commentaries at 121. He explained, however, that absolute rights are not absolute. Rather, "every man, when he enters into society, gives up a part of his natural liberty, as the price of so valuable a purchase; and, in consideration of receiving the advantages of mutual commerce, obliges himself to conform to those laws, which the community has thought proper to establish." Id. Blackstone explained that laws could limit a person's natural rights if those laws were "necessary and expedient for the general advantage of the publick" while also recognizing that "wanton and causeless restraint of the will of the subject, whether practiced by a monarch, a nobility, or a popular assembly, is a degree of tyranny." Id. at 121-22.
Having established that general framework for legislation, Blackstone explored the contours of what he described as "the three great and primary rights, of personal security, personal liberty, and private property." Id. at 136. He then identified five "other auxiliary subordinate rights of the subject, which serve principally as barriers to protect and maintain" those "three great and primary rights." Id. at 136. Those were (1) the "constitution, powers, and privileges of parliament"; (2) the limitation of the king's prerogative; (3) the right of "every Englishman * * * of applying to the courts of justice for redress of injuries"; (4) the right to petition the king or either house of parliament for the redress of "any uncommon injury"; and (5) the right "of having arms for their defence, suitable to their condition and degree, and such as are allowed by law." Id. at 136-39.
In describing the third subordinate right, Blackstone paraphrased Coke's discussion of Chapter 40 of Magna Carta and, as discussed above, expressly recognized parliament's authority to alter "[n]ot only the substantial part, or judicial decisions, of the law, but also the formal part, or method of proceeding." Id. at 138. Although Blackstone recognized that parliament had authority to alter the common law, he did not examine the limits of that authority. Like Coke, he appears to have assumed that the English government was framed in such a way that, in altering the common law, parliament would adhere to the natural law principles that informed its ability to add to and supplement the common law. See id. at 122 (explaining that legislation that advances a public purpose, "when prudently framed, [is] by no means subversive but rather introductive of liberty"). Far from stating that the legislature lacks authority to alter the common law, Blackstone's discussion of both Coke and absolute rights demonstrates that he viewed the legislature as having greater authority to adjust absolute rights than Smothers recognized. As Justice Landau explained in his concurring opinion in Klutschkowski, "[t]o say * * * that Blackstone asserted a common-law right to a remedy superior to legislative authority is quite at odds with what Blackstone actually said." 354 Or. at 184, 311 P.3d 461 (Landau, J., concurring).
Having considered Coke's Institutes and Blackstone's Commentaries, we cannot say that they demonstrate conclusively that our remedy clause cases (with the exception of Smothers) were clearly wrong. It is true that Coke's explication of Chapter 40 of Magna Carta focused on access to the courts, as did Blackstone's gloss on Coke. However, for Coke and Blackstone, access to the courts carried with it access to a set of common-law remedies for injuries to person, liberty, and property. Both Coke and Blackstone assumed, in differing degrees, access to a "permanent, fixed, and unchangeable" body of common law that followed from access to the courts. Blackstone, 1 Commentaries at 137. Blackstone, more than Coke, recognized parliament's authority to vary to the common law as far as was "necessary and expedient for the general advantage of the publick." Id. at 121. Blackstone is thus consistent with our remedy clause cases that have recognized the legislature's authority to alter the common law.
Early American charters or legal compacts contained provisions with striking resemblances to modern remedy clauses. For instance, the "Laws Agreed Upon in England" written by William Penn and adopted in 1682 provided that "all courts shall be open, and justice shall neither be sold, denied nor delayed." See William Penn, "Laws Agreed Upon in England," in 1 The Federal and State Constitutions, Colonial Charters, and other Organic Laws of the States, Territories, and Colonies 3060 (Francis N. Thorpe ed., U.S. Gov't Printing Office 1909). Similar provisions appeared in Chapter XXIII of "The Charter or Fundamental Laws, of West New Jersey, Agreed Upon — 1676" and Chapter XIX of "The Fundamental Constitutions for the Province of East New Jersey in America, Anno Domini 1683." See 5 The Federal and State Constitutions, Colonial Charters, and other Organic Laws of the States, Territories, and Colonies at 2551, 2580.
The clauses found in those early charters may have been responding to the same royal interference with access to the courts that afflicted sixteenth and seventeenth century English courts. However, it is difficult to draw much significance from the inclusion of those clauses in early American charters and compacts. Not every charter or compact contained a provision that resembled what we know as a remedy or open-courts clause, and those charters that did contain one did not necessarily emphasize the same concepts that Coke's interpretation emphasized. Additionally, no reported contemporaneous case reveals the problems those clauses were intended to address. See Hoffman, Questions Before Answers, 32 Rutgers LJ at 1027-29. Finally, the American founders found inspiration in more than just the writings of Coke or Blackstone. See James R. Stoner, Jr., Common Law and Liberal Theory: Coke, Hobbes, and the Origins of American Constitutionalism 137-61 (1992) (describing the influence of Locke and Montesquieu). For those reasons, it is difficult to tell what meaning the remedy clause would have had to an early American audience.
What can be said more confidently is that, over a century later, Blackstone and Coke's ideas resonated with early American thinkers. In the mid-eighteenth century, American colonists grew increasingly disgruntled about the dependence of local judges and magistrates on the British crown. See John Dickinson, Letter IX, 1768, in 1 The Political Writings of John Dickinson 228 (1801). Dickinson's main concern was that local judges would depend too much on the views and prerogative of the British crown if the crown paid their salaries. Id. at 228-29. Unlike in Britain, where the 1701 Act of Settlement ensured that judges no longer depended on the crown for their salaries, the Act of Settlement did not apply in America, raising the same anxiety about arbitrary decision-making based on favoritism or royal willfulness that had worried Coke in seven-teenth-century England. Jonathan M. Hoffman, By the Course of the Law: The Origins
The concern about corruption through the payment of salaries gave way to larger concerns about arbitrary, unreasonable interference into colonial courts by the British parliament. The Stamp Act in 1765, for instance, required that every official document, including legal documents, have on it an official stamp, or otherwise the courts would be closed to claimants. Edward S. Morgan & Helen M. Morgan, The Stamp Act Crisis: Prologue to Revolution 120, 130-31 (1953). In response, revolutionary leaders petitioned to reopen the courts.
Eventually, as the Revolutionary War started, the concern about an independent judiciary in the form of open courts available to all litigants took root in early state constitutions. The 1776 Declaration of Rights in Delaware provided:
A Declaration of Rights and Fundamental Rules of the Delaware State, in 2 Sources and Documents of United States Constitutions 197, 198 (William F. Swindler ed., 1973). By 1787, Maryland, Massachusetts, New Hampshire, and North Carolina had adopted similar provisions in their state constitutions, and by 1857, a remedy clause appeared in over 30 state constitutions.
Between the end of the War for Independence and the adoption of the Constitution of the United States, distrust of state legislatures grew. Gordon S. Wood, The Creation of the American Republic 1776-1787, 403-29 (1969). Problems included "[t]he confiscation of property, the paper money schemes, the tender laws, and the various devices suspending the ordinary means for the recovery of debts." Id. at 404. It is difficult to tell, however, whether the states that adopted remedy clauses adopted them because of a concern about legislative overreaching, primarily for two reasons. The earliest remedy clauses predated the period during which legislatures were most abusive. See Hoffman, Questions Before Answers, 32 Rutgers LJ at 1038. Moreover, the sources describing popular distrust of the legislatures do not describe, much more mention, state remedy clauses as a potential solution. See Wood, The Creation of the American Republic at 430-67. The circumstances surrounding the adoption of those state remedy clauses do not suggest that they were intended to limit legislative authority. However, the early and mid-nineteenth century cases interpreting those clauses point in a different direction.
The early and mid-nineteenth century cases, with a fair amount of uniformity, interpreted their state remedy clauses as placing some substantive limit on legislative action. The cases are not uniform, however, in identifying the extent to which remedy clauses limit legislative choices. The earliest case to interpret a remedy clause provision was Stowell v. Flagg, 11 Mass. 364 (1814).
Although the Massachusetts Supreme Judicial Court recognized in Stowell that the remedy clause did not prohibit a legislature from substituting one remedy for another, it recognized, in a related context, that the complete denial of a remedy could violate a party's rights. Call v. Hagger, 8 Mass. 423, 430 (1812) (explaining that complete denial of a remedy could impair the obligations of contract in violation of the federal contract clause). In making that observation, the Supreme Judicial Court of Massachusetts contrasted a complete denial of a remedy with a "limitation of suits at law, [which] when enacted with a due discretion, and a reasonable time allowed for the commencement of suits on existing demands, are wholesome and useful regulations." Id. The court thus recognized that the reasonableness of the legislature's limitation of a party's remedy could affect its constitutionality.
The Maine Supreme Court reached a similar conclusion under its state remedy clause in Gooch v. Stephenson, 13 Me. 371 (1836). At common law, a property owner could bring a trespass action if another person's cattle strayed onto his or her property. Id. at 375. Initially, the Maine legislature eliminated a trespass action if cattle were on the highway and the property owner's fence was not sufficient to keep them out. Id. Later, the legislature extended the law to apply to cattle that strayed from adjoining lands onto a neighbor's property. Under the statute, a property owner who failed to maintain a "sufficient" fence could not bring a trespass action if the cattle strayed onto his or her land but could bring a trespass action if the owner had constructed a sufficient fence and the cattle broke through. Id. The statutes departed from the common law by placing the burden on the property owner to take reasonable steps to keep cattle out of his or her property as a condition of maintaining a trespass action.
In holding that the legislature could constitutionally alter the common law, the Maine Supreme Judicial Court explained:
Id. at 376-77.
Some courts interpreted their remedy clauses as checks on arbitrary interference into court procedures. As the Pennsylvania Supreme Court explained, the remedy clause was intended to prohibit "legislative and executive interference" with "judicial proceedings," just as Magna Carta prevented such interference by royal officials or magistrates. Menges v. Dentler, 33 Pa. 495, 498 (1859); see also Sharpless v. Mayor of Philadelphia, 21 Pa. 147, 166 (1853) (noting that state remedy clause was "clearly intended to insure the constant and regular administration of justice between man and man"). Often, that consideration was reflected in cases holding that statutory changes could not be applied retroactively to "vested rights." See, e.g., Kay v. Pennsylvania R.R. Co., 65 Pa. 269, 277 (1870) ("The law of the case at the time when it became complete is an inherent element in it, and if changed or annulled the right is annulled, justice is denied, and the due course of law violated."); Townsend v. Townsend, 7 Tenn. 1, 15 (1821) (invalidating statute that suspended right to execute on contract judgments "where the law, operating upon the contract when first made, held out to the creditor the promise of immediate execution after judgment"); Fisher's Negroes v. Dabbs, 14 Tenn. 119, 136 (1834) (invalidating statute that required court to dismiss pending case from its docket).
Some mid-nineteenth century cases assumed that remedy clauses would prevent the total elimination of a common-law tort remedy. However, most of those cases used the remedy clause as a ground for interpreting statutes narrowly to avoid a construction that would deny a plaintiff a common-law remedy for an injury. For example, in Schuylkill Navigation Co. v. Loose, 19 Pa. 15 (1852), a statute provided for compensation when a canal company's dam caused another person's land to be flooded. Id. at 16. When a company's embankment (but not its dam) caused the plaintiff's land to flood, the company defended against the plaintiff's damages action on the ground that the statute displaced the common law and authorized a remedy only for flooding caused by the construction of a dam. After quoting Pennsylvania's remedy clause, the court concluded that the statutory remedy did not displace the plaintiff's common-law remedies. The court explained:
Id. at 18.
Other courts similarly looked to their remedy clauses in limiting, by means of interpretation, the reach of legislative enactments. In Thornton v. Turner, 11 Minn. 336 (1866), a statute provided that an "`action for damages, occasioned by the erection and maintenance of a milldam,'" must brought within "`two years after the erection of such dam.'" Id. at 339 (quoting statute). The court observed that, if a dam were erected but not used for more than two years, the statute would prohibit a landowner whose land was flooded from recovering his or her damages. Id. at 339-40. Reasoning that such a result would be contrary to Minnesota's remedy clause, the court held that the two-year limitations period would run not from the date of the "erection of such dam" but from the date on which the erection of the dam caused water to flood the plaintiff's land. Id. at 340; accord Hotchkiss v. Porter, 30 Conn. 414, 421 (1862) (holding that statute did not cause constitutional difficulties because the statute, properly interpreted, did not shift burden to prove malice in libel cases to recover actual damages).
Finally, some courts relied on their remedy clauses to invalidate statutes imposing a burden on litigants. Riggs, Peabody & Co. v. Martin, 5 Ark. 506, 509 (1844) (striking down statute that required parties to swear in open court that estate owed them money, permitting claimants to submit affidavits in lieu of appearing personally). See also Weller v. City of St. Paul, 5 Minn. 95, 101 (1860) (requiring payment of all unpaid property taxes as condition of bringing suit to set aside assessment violated state remedy
Those early and mid-nineteenth-century cases reflect a diverse understanding of state remedy clauses. At least two common themes can be identified, however. First, most early and mid-nineteenth century cases started from the proposition that state remedy clauses limit legislative as well as executive acts. With the exception of the Kentucky case noted in the above footnote, the cases recognized that legislative interference with the courts and legislative action could violate a litigant's constitutionally protected right to a remedy. That was so even though the state remedy clauses found their source in Coke and Blackstone's concern about executive interference with the courts, even though there is little enactment history to suggest that states adopted remedy clauses in response to legislative overreaching, and even though the state cases do not reflect agreement on the extent to which state remedy clauses limit legislative authority.
Second, and consistently with our initial conclusion regarding Smothers, we can find little evidence that the cases viewed remedy clauses as locking common-law rights in place. Rather, they reflected the proposition that legislatures may adjust the parties' common-law rights and remedies as long as the legislation did not apply retroactively and thus interfere with a party's vested rights. They also recognized that the legislature may substitute one remedy for another, even though the new remedy effectively limited common-law rights. And they were consistent with the generally accepted nineteenth century proposition that, although the legislature could substitute one remedy for another, it could not deny a remedy completely. Finally, some mid-nineteenth century cases relied on their states' remedy clauses to interpret statutes to avoid denying a party any remedy for an injury to property, person, or reputation.
The mid-nineteenth century cases that are contemporaneous with the adoption of Oregon's constitution are consistent with our remedy clause cases, with the exception of Smothers. Some of the cases from other states assume, as Mattson and its progeny held, that recognizing a duty while denying a remedy entirely would raise constitutional problems. Thornton, 11 Minn. at 340; see Call, 8 Mass. at 430 (contract clause). Other cases recognize, however, as Perozzi and later Oregon cases have, that common law remedies are not unalterable. Stowell, 11 Mass. at 365-66. Rather, the legislature may adjust common law causes of action and substitute one remedy for another. Id. Perhaps our early cases interpreted Oregon's remedy clause more robustly than other courts did. However, there is sufficient diversity among the remedy clause decisions from other states that we find it difficult to say that, with the exception of Smothers, our cases interpreting Oregon's remedy clause were clearly incorrect.
Towards the end of the nineteenth century, courts considered the kind of remedial limitations at issue in this case. The earliest cases came from Pennsylvania and were issued at least a decade after Oregon adopted Article I, section 10. See Kay, 65 Pa. at 269. In Kay, the Pennsylvania Supreme Court held that a damages cap could not be applied to an injury that had occurred before the legislature enacted the cap. See id. at 277. The court explained that "a right to recover full compensation to the extent of the damage suffered vested in the plaintiff" when the injury occurred and that the legislature could
In 1874, the people of Pennsylvania amended their constitution by adding a new section that expressly prohibited limitations on damages. See Pa. Const. Art. III, § 21 (providing that "[n]o act of the general assembly shall limit the amount to be recovered for injuries resulting in death, or for injuries to persons or property"). After that, the Pennsylvania Supreme Court struck down a statute limiting the maximum amount of damages an injured plaintiff could recover against railroad companies. Cent. Ry. of N.J. v. Cook, 1 WNC 319 (Pa.1875). The opinion was per curiam, and it is not possible to tell from either the supreme court or the trial court's opinions the basis on which the Pennsylvania Supreme Court concluded that "the learned Judge below did not err in holding that the plaintiff could recover more than [the capped damages]." Id. The court could have relied on the remedy clause or on the 1874 constitutional amendment prohibiting any limit on the amount that could be recovered for injuries to persons. See Phillips, Constitutional Right to a Remedy, 78 NYU. L. Rev. at 1329 (noting that ambiguity).
Five years later, in Thirteenth and Fifteenth Streets Passenger Ry. Co. v. Boudrou, 92 Pa. 475 (1880), the Pennsylvania Supreme Court revisited the issue. In reaffirming that a damages cap violated the Pennsylvania Constitution, the court appears to have relied "on the right to remedy by due course of law." Id. at 482. However, the decision also can be read to rely on both the remedy clause and the later damage-limitation clause. See id. ("The people have withheld power from the legislature and the courts to deprive them of that remedy, or to circumscribe it so that a jury can only give a pitiful fraction of the damage sustained.").
The 1874 amendment to Pennsylvania's constitution and the decisions in Cook and Boudrou can be read more than one way. On the one hand, they suggest that ideas about a plaintiff's right to a remedy were beginning to evolve in the later part of the nineteenth century. On the other, they could signal that the remedy clause, standing alone, was not viewed as sufficient protection against damage caps and that additional constitutional limitations on legislative authority were necessary. Read either way, those events occurred after Oregon's framers drafted Article I, section 10. No early Oregon case cited Cook or Boudrou, and the influence of those Pennsylvania cases outside of that state is not clear. While those cases may be helpful in illuminating the issues that later arose as legislatures began to limit remedies, they are less significant in determining the purpose and meaning of Oregon's remedy clause.
The other primary sources shedding light on the meaning of our remedy clause are the 1851 Indiana Constitutional Convention, which produced Article I, section 12, of the 1851 Indiana Constitution, the basis of Article I, section 10, of the Oregon Constitution, and the debates and proceedings of Oregon's own convention in 1857.
We have no record of debates among the Indiana framers that would show how they viewed the meaning or scope of their remedy clause. We do know, as this court in Smothers observed, that as they amended parts of the 1816 Indiana Constitution, the Indiana framers generally sought to limit the powers of the legislature. Smothers, 332 Or. at 106, 23 P.3d 333. But we cannot tell whether the remedy clause in Article I, section 12 — largely unchanged from its previous version in 1816 — was part of that project. Without more specific evidence, we can draw no conclusion about whether the 1851 revisions to Article I, section 12, of the Indiana Constitution substantially changed its meaning.
The same is true of the changes that the Oregon framers made in adopting Article I, section 10. The Oregon framers did not debate Article I, section 10, and, except for a minor change, adopted it wholesale from the 1851 Indiana Constitution. That minor change deserves some mention, however. It helps to put the two provisions side by side:
This court in Smothers found it significant that the Oregon framers decided to "express in one clause how justice is to be administered," while the 1851 Indiana Constitution used two separate sentences. Smothers, 332 Or. at 114, 23 P.3d 333. This court also found it telling that Oregon framers decided "to reserve for a separate, independent clause the requirement of remedy by due course of law for injury to person, property, or reputation." Id. As this court reasoned, the decision to use a "separate, independent clause" implied that the Oregon framers "regarded the remedy clause as providing substantive protection to those absolute common-law rights." Id. at 114-15, 23 P.3d 333.
On reviewing the changes that Oregon framers made to the version of the remedy clause that they borrowed from the 1851 Indiana Constitution, we find that they prove little about the meaning of Oregon's remedy clause, primarily for two reasons. The first is that the Oregon framers did not change Indiana's remedy clause by putting it into a "separate, independent clause." The remedy clause in the 1851 Indiana Constitution already appeared in a separate, independent clause; the only deviation by the Oregon framers was that they put the clause in a different part of the sentence: in the Indiana version, it came in the middle of two sentences; in the Oregon version, it came at the end of a single sentence. Second, we doubt that the Oregon framers would transform the meaning of the clause merely by changing its location. To be clear, we are not saying that our remedy clause cases erred in concluding that the Oregon framers intended that the remedy clause would guarantee some remedial process for certain injuries. We cannot, however, infer that intent from the placement of the clause in a sentence.
With that background in mind, we return to defendant's argument that Article I, section 10, is merely a guarantee of equal access to the courts for whatever remedy the legislature has provided. In defendant's view, all our remedy clause cases should be overruled because the premises on which this court based those decisions were clearly incorrect. See State v. Savastano, 354 Or. 64, 95-96, 309 P.3d 1083 (2013) (overruling prior cases in similar circumstances). As explained above, however, the text and the history of the remedy clause do not yield a clear answer regarding the clause's meaning. Although state remedy clauses find their earliest source in limitations on royal authority, the state cases that preceded the adoption of Oregon's Constitution consistently viewed their state remedy clauses as placing some substantive limit on legislative authority.
Admittedly, the substantive limits that those cases found in their remedy clauses varied. Many courts viewed their remedy clauses as prohibitions on retroactive legislation that interfered with "vested rights," an amorphous concept that often reflects a conclusion rather than a rationale. Some but not all those courts also recognized that the remedy clause permitted their legislatures to substitute a less-protective remedy for the common-law one and thus, in effect, adjust the parties' common-law rights. See Gooch, 13 Me. at 376-77; Stowell, 11 Mass. at 365-66. Finally, some state courts interpreted statutes to avoid a complete denial of a common-law remedy, which could have run afoul of their remedy clauses, and others explicitly stated that conclusion in the context of contract clause claims. Thorton, 11 Minn. at 340; see Call, 8 Mass. at 430 (explaining that, under contract clause, legislature may not deny remedy completely).
As our early cases recognized, common-law causes of action and remedies provide a baseline for measuring the extent to which subsequent legislation conforms to the basic principles of the remedy clause — ensuring the availability of a remedy for persons injured in their person, property, and reputation. As our early cases also recognized, however, the common law is not inflexible but changes to meet the changing needs of the state. Perozzi, 149 Or. at 348, 40 P.2d 1009; Re Water Rights of Hood River, 114 Or. at 180-81, 227 P. 1065; Peery, 93 Or. at 52, 182 P. 143. For that reason, Smothers clearly erred in holding that the remedy clause locks courts and the legislature into a static conception of the common law as it existed in 1857. Put differently, the remedy clause does not protect only those causes of action that pre-existed 1857, nor does it preclude the legislature from altering either common-law duties or the remedies available for a breach of those duties.
In determining the limits that the remedy clause places on the legislature, our cases have considered three general categories of legislation. First, when the legislature has not altered a duty but has denied a person injured as a result of a breach of that duty any remedy, our cases have held that the complete denial of a remedy violates the remedy clause. See Noonan, 161 Or. at 222-35, 88 P.2d 808 (summarizing Mattson and cases following it). Similarly, our cases have held that providing an insubstantial remedy for a breach of a recognized duty also violates the remedy clause. Compare Clarke, 343 Or. at 608, 610, 175 P.3d 418 ($200,000 capped damages not substantial in light of $12,000,000 in economic damages and $17,000,000 in total damages), with Howell, 353 Or. at 376, 298 P.3d 1 ($200,000 capped damages substantial in light of $507,500 in total damages).
Second, the court has recognized that the reasons for the legislature's actions can matter. For example, when the legislature has sought to adjust a person's rights and remedies as part of a larger statutory scheme that extends benefits to some while limiting benefits to others, we have considered that quid pro quo in determining whether the reduced benefit that the legislature has provided an individual plaintiff is "substantial" in light of the overall statutory scheme. Hale, 308 Or. at 523, 783 P.2d 506.
Third, the legislature has modified common-law duties and, on occasion, has eliminated common-law causes of action when the premises underlying those duties and causes of action have changed. In those instances, what has mattered in determining the constitutionality of the legislature's action is the reason for the legislative change measured against the extent to which the legislature has departed from the common law. See Perozzi, 149 Or. at 348, 40 P.2d 1009. That is, we have considered, among other things, whether the common-law cause of action that was modified continues to protect core interests against injury to persons, property, or reputation or whether, in light of changed conditions, the legislature permissibly could conclude that those interests no longer require the protection formerly afforded them. See Norwest, 293 Or. at 563, 652 P.2d 318 (discussing legislative abolition of common-law
It is difficult to reduce our remedy clause decisions to a simple formula, as Smothers sought to do, in part because the statutes that have given rise to those decisions do not reflect a single legislative goal or method of achieving that goal. In that respect, our remedy clause cases are not unlike our takings clause cases. Attempts to articulate a single unifying principle fail to comprehend the varied ways that the legislature can and has gone about achieving its goals. See Coast Range Conifers v. Board of Forestry, 339 Or. 136, 146, 117 P.3d 990 (2005) (rejecting plaintiff's unified theory of takings because it failed to take account of the differing "nature of the government action that gives rise to the [takings] claim"). The same is true here. As Article XVIII, section 7, recognizes, one of the functions of the legislature is to adjust the duties that one person owes another and the remedies for a breach of that duty as societal conditions change. It follows from our cases that, in deciding whether the legislature's actions impair a person's right to a remedy under Article I, section 10, we must consider the extent to which the legislature has departed from the common-law model measured against its reasons for doing so.
We note one final consideration regarding our remedy clause cases that have come after Smothers. To the extent that those cases turn on the bright line rule that Smothers drew (all injuries for which common-law causes of action existed in 1857 require a remedy while injures for which no cause of action existed in 1857 are entitled to no protection), then those cases must be taken with a grain of salt. That said, we agree with Clarke and Howell that the substantiality of the legislative remedy can matter in determining whether the remedy is consistent with the remedy clause. When the legislature does not limit the duty that a defendant owes a plaintiff but does limit the size or nature of the remedy, the legislative remedy need not restore all the damages that the plaintiff sustained to pass constitutional muster, see Howell, 353 Or. at 376, 298 P.3d 1, but a remedy that is only a paltry fraction of the damages that the plaintiff sustained will unlikely be sufficient, see Clarke, 343 Or. at 610, 175 P.3d 418. It is worth noting, however, that both Clarke and Howell evaluated the plaintiffs' Article I, section 10, claims in those cases through the lens that Smothers provided. As explained above, and as this court recognized in Hale, other factors, such as the existence of a quid pro quo, can bear on the determination.
With that background in mind, we turn to the circumstances of this case. We note that this case falls into the second category of cases identified above; that is, the legislature did not alter the duty that OHSU doctors owe their patients to exercise due care. However, the Tort Claims Act, as amended, limits a plaintiff's remedy for a breach of that duty as part of a comprehensive statutory scheme intended to extend benefits to some persons while adjusting the benefits to others. Moreover, as explained below, the Tort Claims Act seeks to accommodate the state's constitutionally recognized interest in sovereign immunity with a plaintiff's right to a remedy. Those factors bear on our evaluation of the substantiality of the remedy that the Tort Claims Act provides.
As the trial court held and as plaintiff does not dispute, OHSU is an arm of the state and, for that reason, may invoke the doctrine of sovereign immunity. See Clarke, 343 Or. at 600, 175 P.3d 418. This court recognized in Hale that the doctrine of sovereign immunity has constitutional underpinnings. See 308 Or. at 515, 783 P.2d 506; Vendrell v. School District No. 26C, 226 Or. 263, 278, 360 P.2d 282 (1961) ("Our Constitution is framed on the premise that the state is immune from suit * * *."). Article IV, section 24, of the Oregon Constitution assumes that the state is immune from liability for its torts, and it authorizes the state to waive that immunity by general law. Hale, 308 Or. at 515, 783 P.2d 506. Without a valid waiver, the state may not be sued. Id. at 514 & n. 5, 783 P.2d 506. Sovereign immunity, however, does not extend to the state's employees. See Gearin, 110 Or. at 396-97, 223 P. 929 (county employees). State employees
That distinction leaves the state on the horns of a dilemma. The state acts through its employees, and many of the functions that the state undertakes on behalf of its citizens entail risks of liability that few private entities would choose to bear — guarding prisoners, policing the streets, and intervening in families to protect children from abuse, to name only a few. If the state indemnified its employees for all the liability that they incurred while acting on the state's behalf, the state's sovereign immunity effectively would be eviscerated. Conversely, if the state chose not to indemnify its employees for any liability that they incurred while acting on its behalf and shifted all the risk to its employees, few qualified persons would choose to work for the state.
The Tort Claims Act avoids that dilemma by waiving the state's immunity for its torts but capping the amount for which the state can be held liable — in this case, $3,000,000. ORS 30.265(1) (waiving immunity from tort actions subject to certain limitations); ORS 30.271(3) (listing graduated limits on state liability). The Tort Claims Act indemnifies state employees for liability in tort for acts occurring in the performance of their public duty but caps the amount of their liability at the amount for which the state has waived its sovereign immunity. ORS 30.285(1), (6). In so doing, the Tort Claims Act accommodates the state's constitutionally recognized interest in asserting its sovereign immunity with the need to indemnify its employees for liability that they incur in carrying out state functions.
Moreover, the Tort Claims Act gives plaintiffs something that they would not have had if the state had not partially waived its immunity. The act ensures that a solvent defendant will be available to pay any damages up to $3,000,000 — an assurance that would not be present if the only person left to pay an injured person's damages were an uninsured, judgment-proof state employee. Compare Mattson, 39 Or. at 580, 65 P. 1066 (recognizing that legislature could immunize cities consistently with Article I, section 10, as long as the injured plaintiff has a remedy against a city employee), with Eastman, 32 F. at 34 ("If travelers and others who sustain injuries by reason of defective highways can have no remedy against any one except these officers personally, they might as well have none.") There is, in short, a quid pro quo.
In setting the cap on state liability, the 2009 Legislature recognized that the then-existing tort claims limit of $200,000 was vastly inadequate. In determining a more equitable limit, the legislature considered actuarial data about the impact of unlimited recoveries on public bodies and the impact of different levels of caps. Testimony, Senate Committee on Judiciary, SB 311, Jan. 22, 2009, Ex. 5 (statement of Kris Kautz). It also studied tort claims caps in other states. Id. And it considered data from the last few decades of claims brought under the Oregon Tort Claims Act. After considering that data, the legislature set new limits for claims against state and local government bodies, increasing the single-claim cap for claims against the state and OHSU from $200,000 to $1.5 million and the aggregate cap to $3 million.
The legislature recognized that the increased damages available under the revised Tort Claims Act would not provide a complete recovery to everyone injured as a result
We recognize that the damages available under the Tort Claims Act are not sufficient in this case to compensate plaintiff for the full extent of the injuries that her son suffered. However, our remedy clause cases do not deny the legislature authority to adjust, within constitutional limits, the duties and remedies that one person owes another. That is particularly true when the legislature seeks to accommodate the state's constitutionally recognized interest in sovereign immunity and a plaintiff's constitutionally protected right to a remedy and when the remedy that the legislature has provided "represents a far more substantial remedy than the paltry fraction that remained after the imposition of the limitation in Clarke." Howell, 353 Or. at 376, 298 P.3d 1.
Our holding today is limited to the circumstances that this case presents, and it turns on the presence of the state's constitutionally recognized interest in sovereign immunity, the quid pro quo that the Tort Claims Act provides, and the tort claims limits in this case. We express no opinion on whether other types of damages caps, which do not implicate the state's constitutionally recognized interest in sovereign immunity and which are not part of a similar quid pro quo, comply with Article I, section 10. Those cases are not before us, and we leave their resolution to the customary process of case-by-case adjudication.
Following Lakin v. Senco Products, Inc., 329 Or. 62, 987 P.2d 463, modified, 329 Or. 369, 987 P.2d 476 (1999), the trial court held that applying the Tort Claims Act limit to the jury's damages award violated Article I, section 17. On appeal, defendant does not dispute that, if Lakin is good law, the trial court's judgment should be affirmed. He argues, however, that subsequent cases have undercut the premises on which Lakin rests, and he contends that a reexamination of the text of Article I, section 17, its history, and the cases interpreting it demonstrates that Lakin was wrongly decided and should be overruled. Plaintiff responds that "Lakin is built on a solid foundation of constitutional
Article I, section 17, provides: "In all civil cases the right of Trial by Jury shall remain inviolate." In interpreting that section, most of this court's cases have sought to determine, as a procedural matter, which claims or defenses will entitle a party to a jury trial. See, e.g., McDowell Welding & Pipefitting v. U.S. Gypsum Co., 345 Or. 272, 279, 193 P.3d 9 (2008); Deane v. Willamette Bridge Co., 22 Or. 167, 29 P. 440 (1892); Tribou v. Strowbridge, 7 Or. 156 (1879). On that procedural issue, the court consistently has held that Article I, section 17, does not give a party a right to a jury trial for claims or defenses that would have been tried to a court of equity in 1857 when the Oregon Constitution was adopted. McDowell, 345 Or. at 279, 193 P.3d 9; Deane, 22 Or. at 169-70, 29 P. 440; Tribou, 7 Or. at 158. Conversely, the court consistently has recognized that Article I, section 17, guarantees a jury trial in those cases in which the right to a jury trial was customary at the time the Oregon Constitution was adopted and in cases of like nature. See M.K.F. v. Miramontes, 352 Or. 401, 413, 287 P.3d 1045 (2012) (state constitutional jury trial right extends to new causes of action that are "of like nature" to claims and defenses that would have been tried to a jury in 1857).
In 1995, this court addressed, for the first time, whether Article I, section 17, guarantees a substantive as well as a procedural right; that is, this court addressed whether, in addition to guaranteeing a procedural right to have a jury rather than a judge decide the facts in certain kinds of civil cases, Article I, section 17, also restricts the legislature's ability to limit the type or amount of damages that a jury awards. See Greist v. Phillips, 322 Or. 281, 293-95, 906 P.2d 789 (1995). Greist held that it does not; more specifically, Greist held that the legislature may limit a jury's damages award in wrongful death actions. The court based that holding on two separate grounds.
The court explained initially that, because the common law did not recognize a claim for wrongful death in 1857, Article I, section 17, did not apply to that claim. Id. at 294, 906 P.2d 789. Alternatively, the court explained that, before 1910, Oregon trial courts applied the doctrine of remittitur to reduce jury damages awards if they were excessive. Id. at 294-95, 906 P.2d 789. Relying on that practice, this court rejected the plaintiffs argument that, in 1857, a party would have had "a right to have a judge enter judgment on a jury's award of damages — without judicial alteration — in a personal injury action." Id. at 295, 906 P.2d 789. As a consequence, the court declined to find that Article I, section 17, included a substantive limit on the legislature's authority to cap noneconomic damages.
Four years later, this court took a different course in Lakin. It viewed Greist's resolution of the plaintiff's Article I, section 17, claim as resting on the first ground identified in Greist — that Article I, section 17, does not apply to wrongful death actions because that action was not recognized by the common law in 1857. Lakin, 329 Or. at 77, 987 P.2d 463. Lakin described the alternative ground in Greist — that the practice of remittitur before 1910 established that Article I, section 17, does not impose a substantive limitation on the legislature — as dicta, which "require[d] correction." Id. at 76, 987 P.2d 463. We discuss Lakin's reasoning in greater detail below, but essentially Lakin held that Greist's discussion of remittitur was erroneous because "Oregon trial courts never have
Since Lakin, we have distinguished or limited Lakin's holding in four decisions: Jensen v. Whitlow, 334 Or. 412, 51 P.3d 599 (2002); DeMendoza v. Huffman, 334 Or. 425, 51 P.3d 1232 (2002), Lawson v. Hoke, 339 Or. 253, 119 P.3d 210 (2005), and Hughes v. PeaceHealth, 344 Or. 142, 178 P.3d 225 (2008). We followed Lakin once in Klutschkowski.
In Jensen, the court rejected the plaintiff's claim that eliminating a cause of action against a public employee who had injured the plaintiff's child violated Article I, section 17. The court reasoned:
Jensen, 334 Or. at 422, 51 P.3d 599 (quoting Lakin, 329 Or. at 82, 987 P.2d 463). Jensen distinguished Lakin on the ground that Article I, section 17, does not put a substantive limit on the legislature's authority to eliminate a cause of action. The court explained that, if the plaintiff had a remedy for eliminating a cause of action, it arose from some constitutional provision other than Article I, section 17.
The court extended its reasoning in Jensen to a related but separate issue in DeMendoza. The statute at issue in DeMendoza directed that 60 percent of the punitive damages that the jury awarded to a party be distributed to the state. The plaintiffs in DeMendoza argued that the statute violated both Article I, section 10, and Article I, section 17. This court first held that the plaintiffs had no substantive right under Article I, section 10, to recover punitive damages. DeMendoza, 334 Or. at 446, 51 P.3d 1232. It then turned to the plaintiffs' argument that, under Lakin, the statute redistributing part of their punitive damages award was no different from a damages cap because it prevented the plaintiffs from receiving the full amount of the punitive damages that the jury had awarded them.
In analyzing the plaintiffs' Article I, section 17, claim, the court first quoted Jensen for the proposition that "`Article I, section 17, is not a source of law that creates or retains a substantive claim or a theory of recovery in favor or any party.'" Id. (quoting Jensen, 334 Or. at 422, 51 P.3d 599) (emphasis deleted). It then explained, "[l]ikewise, if a `right' to receive an award that reflects the jury's determination of the [full] amount of punitive damages exists, then it must arise from some source other than Article I, section 17."
DeMendoza possibly can be reconciled with Lakin in one of two ways. DeMendoza may have sought to distinguish Lakin on the ground that Lakin involved a reduction in compensatory damages while DeMendoza involved a reduction in punitive damages. See id. (noting Lakin's statement that the noneconomic damages cap in that case interfered with the plaintiffs' right to receive the full amount of compensatory damages awarded). We hesitate, however, to conclude that DeMendoza sought to distinguish Lakin on that ground. This court has long recognized that, for the purposes of the state constitutional right to a jury trial, "no valid distinction * * * can be drawn between compensatory and exemplary damages." Van Lom v. Schneiderman, 187 Or. 89, 110, 210 P.2d 461 (1949). As a matter of state constitutional law, both are factual issues for the jury. Oberg v. Honda Motor Co., 316 Or. 263, 275 n. 7, 851 P.2d 1084 (1993), rev'd and remanded on other grounds, Honda Motor Co. v. Oberg, 512 U.S. 415, 114 S.Ct. 2331, 129 L.Ed.2d 336 (1994); Van Lom, 187 Or. at 110-13, 210 P.2d 461.
Beyond that, Lakin posed the question before it broadly as "whether the assessment of damages was a function of a common-law jury in 1857." 329 Or. at 72, 987 P.2d 463. Phrasing the issue that way suggests that, consistently with Van Lom and Oberg, the court in Lakin did not intend to limit its holding to legislative reductions in compensatory damages awarded by the jury. It follows, we think, that Lakin cannot fairly be reconciled with DeMendoza on the ground that the former involved a reduction in an award of compensatory damages while the latter involved a reduction in an award of punitive damages.
Perhaps DeMendoza can be reconciled with Lakin another way. As noted, DeMendoza first held that the remedy clause of Article I, section 10, placed no limit on the legislature's authority to reduce or eliminate punitive damages. 334 Or. at 445-46, 51 P.3d 1232. Relying on Jensen, DeMendoza then explained that, because the "plaintiffs have no underlying `right to receive an award' that reflects the jury's determination of the amount of punitive damages, * * * the legislature's allocation of a portion of the punitive damages award to the state does not implicate Article I, section 17." 334 Or. at 447, 51 P.3d 1232. One way potentially to reconcile Lakin and DeMendoza's Article I, section 17, holdings is that, in one, the remedy clause placed no restriction on the legislature's authority to limit punitive damages while, in the other, the remedy clause restricted the legislature's authority to limit compensatory damages. That is, neither case may have viewed Article I, section 17, as providing an independent right to retain all the damages that a jury awards, and the difference may have turned on the presence or absence of a right under Article I, section 10.
The difficulty with attempting to reconcile DeMendoza and Lakin that way is that Lakin expressly held that the plaintiffs in that case had a right to receive the full amount of the jury's compensatory damages award under Article I, section 17, even if
Hughes poses a similar problem, even though Hughes rests on a distinction that Lakin itself drew in overruling part of Greist. As noted, Greist had held that Article I, section 17, does not prevent the legislature from capping a jury's award of noneconomic damages in wrongful death cases for two reasons: (1) the practice of remittitur in 1857 was at odds with that argument and (2) a wrongful death action did not exist at common law in 1857 and thus was not subject to Article I, section 17. Greist, 322 Or. at 294-95, 906 P.2d 789. In holding that Article I, section 17, prevents the legislature from limiting damages in a negligence action, Lakin rejected the first ground noted in Greist but not the second. Lakin, 329 Or. at 77, 987 P.2d 463. That is, Lakin reconciled its holding with Greist by explaining that Greist involved a wrongful death action, which was not recognized by the common law in 1857. Id. By contrast, at least one of the claims in Lakin was recognized by the common law in 1857. Id.
Noting Lakin's implicit acceptance of the second ground in Greist, this court held in Hughes that the legislature could limit the jury's award of noneconomic damages in wrongful death actions because that action did not exist in 1857. Hughes, 344 Or. at 154, 178 P.3d 225. In doing so, Hughes rejected the plaintiff's argument that Article I, section 17, applies not only to claims that existed at common law but also to claims "of like nature." Id. at 155, 178 P.3d 225. The court did not dispute that the plaintiff's wrongful death claim in Hughes was "of like nature" to a negligence claim, which would have been tried to a jury at common law. However, relying on Jensen and DeMendoza, the court explained that Article I, section 17, is not a source of law that creates a substantive right to noneconomic damages. Id. Only if the claim was recognized in 1857 would the jury's verdict be immune from reduction.
Two justices dissented in Hughes. One of the dissents reasoned that the majority's holding in Hughes "subvert[ed]" the fundamental principle that underlies Lakin — "that the right to jury trial is a right of substance with which the legislature cannot interfere." Id. at 174, 178 P.3d 225 (Walters, J., dissenting). The other dissent explained that the majority opinion "t[ook] several odd steps that do not withstand scrutiny." Id. at 171, 178 P.3d 225 (Durham, J., dissenting). Both dissents faulted the majority for holding that Article I, section 17, applied only to common-law claims that were recognized in 1857, but not to claims of like nature.
Later, in Miramontes, the court considered an issue that had not been presented in Hughes — whether a party was entitled to have a jury rather than a judge decide a claim that had not existed in 1857 but was "of like nature" to claims that were tried to a jury then.
At first blush, Hughes and Miramontes appear to conflict. One limits Article I, section 17, to claims that would have been tried to a jury in 1857; the other extends the right to claims "of like nature." One way to reconcile those two cases is to say that they bifurcated the Article I, section 17, jury trial right into substantive and procedural components. The substantive component of Article I, section 17, extends only to those common law claims that existed in 1857, and the damages that a jury awards for those claims may not be reduced. By contrast, the procedural component extends to all claims that are "of like nature" to common-law claims that existed in 1857, but the procedural component guarantees only the right to have a jury, as opposed to a judge, decide those claims. That resolution — dividing the jury trial right into two components and attributing different legal consequences to each — alleviates some of the tension between Hughes and Miramontes, but it does not resolve the underlying conflict — whether the premises on which Article I, section 17, rests support bifurcating the right.
This court followed Lakin's holding in one case Klutschkowski. The primary dispute in that case was whether an infant's claim for negligently inflicted injuries that occurred during the infant's birth would have been actionable in 1857. See Klutschkowski, 354 Or. at 168-69, 311 P.3d 461. The court held that the claim would have been and, having reached that conclusion, determined that the plaintiff's claim came within Lakin's holding. Id. at 176-77, 311 P.3d 461. In both Lakin and Klutschkowski, the plaintiff was seeking to recover for an injury for which the common law would have provided a remedy in 1857. Id.
Admittedly, the fact that Klutschkowski was virtually identical to Lakin in that respect did not resolve the conflict between Lakin, on the one hand, and DeMendoza, on the other, nor did it resolve the tension between Hughes and Miramontes. However, the parties in Klutschkowski did not ask the court to reconsider or reconcile its precedents. Id. at 169, 311 P.3d 461. The court accordingly did not do so. Rather, it looked to the most applicable precedent, which was Lakin, and resolved the case on that ground. Klutschkowski accordingly did not address the issue that this case presents.
Given our cases, it is difficult to describe Lakin as either "settled" or "well-established" precedent. This court has distinguished Lakin in all the cases that came after it, with the exception of Klutschkowski where the defendant declined to challenge it. Some of the cases distinguishing Lakin can fairly be reconciled with it. Others, such as DeMendoza, cannot. And while Hughes relies on a distinction that Lakin itself recognized, the dissenting opinions in Hughes reasoned, with some force, that the distinction that Lakin drew and that Hughes followed "subverted" what they viewed as the fundamental premise of Lakin. See Hughes, 344 Or. at 174, 178 P.3d 225 (Walters, J., dissenting). Given the disarray among our Article I, section 17, cases, we conclude that it is appropriate to reconsider Lakin's holding. See Couey, 357 Or. at 489, 355 P.3d 866 (explaining that, when two of this court's decisions cannot be fairly reconciled, it is appropriate to reconsider which decision fits more closely with the constitutional text and
As noted, Article I, section 17, provides: "In all civil cases the right of Trial by Jury shall remain inviolate." In Lakin, the court explained that the word "inviolate" (and we would add the word "remain") suggests that the framers intended to preserve the "right of Trial by Jury" as it existed in 1857. 329 Or. at 69, 987 P.2d 463. We agree with that proposition, as have a long line of Oregon cases interpreting Article I, section 17. See Deane, 22 Or. at 169-70, 29 P. 440 (Article I, section 17, "secures * * * the right to trial by jury in all cases where that right existed at the time the constitution was adopted."); Tribou, 7 Or. at 158 (same). We also agree with Lakin that saying that the framers intended to preserve the "right of Trial by Jury" does not answer the question of what that right encompasses. Lakin, 329 Or. at 69, 987 P.2d 463. Perhaps a textual clue can be drawn from the use of the prepositional phrase "by Jury." That phrase defines the type of trial that Article I, section 17, preserves. It suggests that the right that Article I, section 17, preserves is a right to a procedure (a trial by a jury as opposed to a trial by a judge) rather than a substantive result. However, we agree with Lakin that the text of Article I, section 17, standing alone, does not definitively answer the question one way or another.
We also consider the history that surrounded the adoption of Article I, section 17, to determine the scope of the right that the framers intended to preserve. On that point, Lakin observed that the right to a jury trial in civil cases has deep roots. Lakin explained that "the guarantee of [a civil] trial by jury was ensured in the Magna Carta in 1215," that it was described by Blackstone as "`the glory of the English law'" and "`the most transcendent privilege that any subject can enjoy,'" and that the majority of the state constitutions leading up to the adoption of Oregon's constitution in 1857 included the right. See 329 Or. at 70-71, 987 P.2d 463 (quoting Dimick v. Schiedt, 293 U.S. 474, 485-86, 55 S.Ct. 296, 79 L.Ed. 603 (1935)).
We agree that the right to a jury trial in civil cases was attributed, at least popularly, to Magna Carta,
To say, however, that the right was viewed as an essential attribute of liberty does not say what the right encompasses. In considering that issue, we begin with Blackstone, whose writing on the civil jury trial was influential in shaping American thought on that issue. See Charles W. Wolfram, The Constitutional History of the Seventh Amendment, 57 Minn. L. Rev. 639, 654 n. 45 (1973) (discussing Blackstone's influence). In concluding that the right to a civil jury trial was "the glory of the English law," Blackstone first described the attributes of a civil jury trial and then discussed its structural significance. William Blackstone, 3
In describing the attributes of the right, Blackstone focused solely on the procedures associated with jury trials. He explained that the system for selecting both jury panels and individual jurors was designed to ensure a group of neutral jurors. Id. at 355-56 (procedures for calling jurors); id. at 359-65 (grounds for challenging jury panels and individual jurors). He also contrasted a civil jury trial with a trial by the ecclesiastical courts. Id. at 372-73. In doing so, he praised not only the value of having neutral jurors decide the facts but also the procedural rights that accompany a jury trial, such as the right to cross-examination and the right to have witnesses testify under oath in open court. Id. He contrasted those procedural rights, which he associated with civil jury trials, with the procedures available in the ecclesiastical courts, which he described as the "private and secret examination taken down in writing before an officer, or his clerk." Id. at 373. He explained that, in the ecclesiastical courts, "an artful or careless scribe may make a witness speak what he never meant," while a witness who testifies in open court can clarify his or her meaning, answer occasional questions from the judge or jury, and is subject to cross-examination, which "will sift out truth much better than a formal set of interrogatories." Id.
In explaining the structural significance of civil jury trials, Blackstone focused on the division of authority between judges and jurors. He reasoned that, if law and fact were "entirely entrusted to the magistracy, a select body of men [chosen by the prince], their decisions, in spight [sic] of their own natural integrity, will have frequently an involuntary biass [sic] towards those of their own rank and dignity." Id. at 379. Conversely, "if the power of judicature were placed at random [and wholly] in the hands of the multitude, their decisions would be wild and capricious, and a new rule of action would be every day established in our courts." Id. at 379-80.
Dividing issues of law and fact between the judges and juries avoided those extremes. Blackstone reasoned that the "principles and axioms of law, which are general propositions, flowing from abstracted reason, and not accommodated to times or to men, should be deposited in the breasts of the judges."
In focusing on the procedural benefits of civil jury trials, Blackstone did not suggest that the right to a civil jury imposed a substantive limit on the ability of either the common-law courts or parliament to define the legal principles that create and limit a person's liability. Similarly, in describing the division of authority between judges and juries, he did not state that the jury trial right checked the lawmaking authority of either the common-law courts or parliament. Rather, he explained that courts retain the authority to define the applicable legal principles.
Only one statement that Blackstone made in his discussion of the value of a civil jury arguably points in a different direction. As noted, Blackstone explained that a civil jury trial was valuable because the most powerful members of society would be aware that their actions could "be examined and decided
The same conclusion follows from the American experience. Before the adoption of the federal constitution, the 13 original states provided for jury trials subject to varying degrees to judicial control. See Edith Guild Henderson, The Background of the Seventh Amendment, 80 Harv. L. Rev. 289, 318-20 (1966) (describing the "patternless diversity of these jury control practices [among the original states] at the time the seventh amendment was passed").
Similarly, before the revolution, one issue that divided the colonies from England was "the extent to which colonial administrators were making use of judge-tried cases to circumvent the right of civil jury trial." Wolfram, Seventh Amendment, 57 Minn. L. Rev. at 654. George Mason, for example, "asserted that threats to the accepted practice of trial by jury and injustices perpetrated by the vice-admiralty courts had become points of dispute between the American colonies and England." Id. at 654 n. 47. In the same vein, John Peter Zenger's libel case became famous, in part because he had criticized New York's colonial governor for attempting to recover a debt in an equity court in order to evade the debtor's right to a civil jury trial. Id. at 655. The concern that Mason expressed and that Zenger's case reflected was that decision-making authority was being improperly shifted from a jury composed of American citizens to a judge who was beholden to a British monarch. The perceived value of a civil jury trial lay in the jury's ability to provide a fair application of the law to the facts in an individual case, not in any substantive limitation that the civil jury trial placed on the legislature's lawmaking authority.
Despite the value that the colonists placed on having a jury rather than a colonial judge decide civil claims, the Constitutional Convention did not include a civil jury trial guarantee in the constitution, although the convention did guarantee a jury trial in criminal cases. See U.S. Const. Art. III, § 2.
Those objections to adding a civil jury trial guarantee to the constitution prevailed. Williamson's suggestion to add a civil jury trial guarantee was defeated, as was a motion
When the states were deciding whether to ratify the constitution, one of the primary objections to the federal constitution was that it lacked a bill of rights, including a right to a civil jury trial in the federal courts. See The Federalist No. 83, at 558 (Alexander Hamilton) (Jacob E. Cooke ed., 1961) (addressing that concern); Wolfram, Seventh Amendment, 57 Minn. L. Rev. at 667. One argument was that by providing for jury trials in criminal but not civil cases, the constitution had, sub silentio, eliminated a right to civil jury trials in the federal courts. See The Federalist No. 83, at 558-59. Hamilton explained, however, that the constitution did not prohibit the use of civil juries in federal court but instead had left it to Congress to decide in which class of civil cases jury trials should be available. Id. at 559-60. In Hamilton's view, the strongest argument for guaranteeing a right to a civil jury trial was to check biased or corrupt judges. Id. at 563-64. However, he suggested that that check was needed more for judges appointed by a hereditary monarch than for judges appointed by a popularly elected executive and confirmed by the Senate. Id. at 562.
For the most part, Hamilton defended the absence of a civil jury guarantee on the ground that Gorham had raised in the Constitutional Convention. The practice among the states was too diverse to settle on a single principle for specifying when the right would attach, and it would be impolitic to choose the practice of one of the 13 states and impose it on the other states. Id. at 564-65. Accordingly, Hamilton explained, the better course was the one that the Constitutional Convention had chosen — leaving it to Congress to define which class of civil cases should be tried to a jury and which should be tried to a judge. Id.
Hamilton's discussion of a right to a civil jury trial in The Federalist No. 83 bears on the issue that Lakin decided in two respects. First, the arguments for and against including a civil jury trial guarantee that Hamilton canvassed all addressed the jury's value as a procedural corrective to potentially biased or, worse, corrupt judges serving as the triers of fact. Those arguments do not suggest that the right was viewed as a substantive limit on Congress's lawmaking power. Second, Hamilton made that point expressly in responding to an argument "that trial by jury [serves as] a safeguard against an oppressive exercise of the power of taxation." Id. at 563. In addressing that argument, Hamilton explained that the right to a civil jury placed no limit on the legislature's power to define the substantive law. Id. He reasoned:
Id. (emphases in original). He explained that, if the right to a jury trial had any effect on "an oppressive exercise of the power of taxation," it lay in curbing "the mode of collection, and the conduct of the officers entrusted with the execution of the revenue laws." Id. Stated differently, Hamilton explained that the right to a civil jury trial would not limit Congress's ability to enact statutes defining the subjects and extent of taxation. Instead, it could serve as a check on the manner in which the executive carried out the law in an individual case.
Despite Hamilton's arguments against including a civil jury trial right in the federal constitution, the antifederalists' objections to the right's omission "struck a very responsive chord in the public" and ultimately carried the day. Wolfram, Seventh Amendment, 57 Minn. L. Rev. at 668. Wolfram explains that the antifederalists' objections were not based solely on the ground that juries would be more accurate than judges. Rather, examining the speeches in the state ratifying conventions, Wolfram concluded that the speakers intimated, although they
After the states ratified the constitution and Congress took up the Bill of Rights, an 11-person committee proposed the essence of what became the Seventh Amendment. 1 Annals. of Cong. 85 (1789) (Joseph Gale's ed. 1834). Specifically, they modified a proposal that James Madison had made to provide, in part: "In suits at common law, the right of trial by jury shall be preserved." Id. at 86. A further amendment was made to limit the right to suits at common law in excess of $20, and the proposal, as amended, was adopted without recorded discussion. Id.
As this court noted in Lakin, since the adoption of the Seventh Amendment, most states have included a civil jury trial right in their state constitutions. 329 Or. at 71, 987 P.2d 463. As the court also noted, Oregon modeled its guarantee in Article I, section 17, on the guarantee in Indiana's constitution and adopted that guarantee without discussion. It follows that the relevant history of Article I, section 17, comes primarily from the English practice reflected in Blackstone's Commentaries and the history leading up to and surrounding the adoption of the Seventh Amendment. That history reveals what the text of that provision implies and what this court consistently had recognized until Lakin: Article I, section 17, guarantees a procedural right; that is, it guarantees the right to a trial by a jury (as opposed to a trial by a judge) in civil actions for which the common law provided a jury trial when the Oregon Constitution was adopted in 1857 and in cases of like nature.
Lakin departed from that history, and we consider briefly its reasons for doing so. The court's holding in Lakin may rest on one of three propositions. First, Lakin concluded that the right to a jury trial guaranteed by Article I, section 17, has the same meaning today that it had in 1857. 329 Or. at 72, 987 P.2d 463. Second, the court concluded that, in 1857, the extent of a party's damages in an individual case was a question of fact for the jury and that the legislature could not interfere with the jury's fact-finding function.
We take the court's last point first. That a judge cannot reweigh the amount of damages that the jury awards in an individual case does not mean that the legislature cannot enact a statute that specifies, as a matter of law, the nature and extent of damages that are available in a class of cases. Whatever other constitutional issues a damages cap may present, a damages cap does not reflect a legislative attempt to determine a fact in an individual case or to reweigh the jury's factual findings. Rather, a statutory cap is a legal limit on damages that applies generally in a class of cases. The fact that, in 1857, remittitur did not permit a trial court to unilaterally substitute its view of the evidence for the jury's in an individual case does not mean that the legislature cannot define, as a matter of law, the nature and extent of damages that are generally available in a class of cases.
The second conclusion on which Lakin rests also does not withstand scrutiny. It is certainly true that the amount of damages that a party sustains is ordinarily a factual issue for the trier of fact. It does not follow, however, that a trier of fact has free rein to determine the amount of a party's damages, unconstrained by legal limits. Rather, common-law courts routinely have imposed legal limits on the type and amount of recoverable damages that a defendant's negligence, in fact, caused. See W. Page Keeton et al., Prosser and Keeton on the Law of Torts 280-90 (5th ed. 1984) (discussing limits on damages caused in fact by defendants' negligence). Sometimes, courts have limited the extent of a defendant's damages by limiting the class of persons to whom the defendant owes a duty. See id. at 284-85 (discussing that means of limiting damages); Hale v. Groce, 304 Or. 281, 284, 744 P.2d 1289 (1987) (when defendant's negligence causes only economic harm, damages limited to persons to whom defendant owed duty). Other times, courts have used concepts such as proximate cause to limit the extent of the damages for which a defendant can be held responsible. Prosser and Keeton on the Law of Torts at 282-83.
Those differing formulations should not obscure the fact that legal limits on a jury's assessment of civil damages have been and remain an accepted feature of our law. To be sure, statutory damages caps differ from other types of legal limitations on a jury's authority to award damages. They specify, as a matter of law, a numerical limit on the amount of damages that a party can recover instead of describing that limit generically by using a phrase such as foreseeable damages or damages proximately caused by the defendant's act. However, the two types of limitations do not differ in principle. Each limits, as a matter of law, the extent of the damages that a jury can award in a class of cases. One is no more an interference with the jury's fact-finding function than the other. Neither is an attempt to determine legislatively or judicially in an individual case the amount of damages that the defendant's act in fact caused. For that reason, we disagree with the second conclusion on which Lakin rests and on which the dissent appears to rely.
Id. at 4, 734 P.2d 1326 (footnote omitted). Over time, the scope of a defendant's liability has expanded, as well as the extent of the damages for which a negligent defendant may be held responsible. See id. at 4-10, 734 P.2d 1326. The court accordingly held in Fazzolari that, unless "a status, a relationship, or a particular standard of conduct * * * creates, defines, or limits the defendant's duty," a defendant is generally liable for the foreseeable consequences of his or her negligence. Id. at 17, 734 P.2d 1326; see also Chapman v. Mayfield, 358 Or. 196, 205, 361 P.3d 566 (2015) (discussing expanding scope of liability for negligence).
The state constitutional right to a civil jury trial applies equally to plaintiffs and defendants. If Article I, section 17, froze the legal limits on liability as they existed in 1857 and thus defined the extent of the damages that can be recovered against a negligent defendant, much of the later growth of the law of negligence would be at odds with Article I, section 17. Specifically, a defendant could invoke its right to a jury trial to argue against any expansion of damages beyond those for which it would have been liable when the Oregon Constitution was framed. Nothing in the text of Article I, section 17, its history, or our cases interpreting it suggests that the framers intended such sweeping consequences in guaranteeing the right to have a jury rather than a judge decide claims and defenses commonly heard at common law.
This court's cases that preceded Lakin also provide no support for Lakin's holding. Lakin cited only one Oregon case — Molodyh v. Truck Insurance Exchange, 304 Or. 290, 744 P.2d 992 (1987) — to support its conclusion that Article I, section 17, limits the legislature's authority to define the extent of available damages. However, Molodyh stands for a more limited proposition than the one Lakin drew from it. Molodyh holds that, when the legislature has made a factual issue part of a claim that is subject to Article I, section 17, the legislature may not assign that factual issue to any entity other than a jury.
The statute at issue in Molodyh gave one party to a fire insurance contract the right to require that disputes about the amount of an insured's loss be decided by a panel of three appraisers. See id. at 293, 744 P.2d 992 (setting out the statute). When the insured in Molodyh sued the insurer for breach of contract, the insurer asserted its statutory right to have the amount of the loss (or the damages for the breach of contract) be determined by a panel of appraisers rather than the jury. Id. at 292, 744 P.2d 992. The insured objected on the ground that taking a factual element of the claim away from the jury violated Article I, section 17.
This court agreed with the insured. It explained that, under Article I, section 17, the insured was entitled to a jury trial on his cause of action for breach of contract because the elements of that claim — including the amount of the loss — customarily
Finally, we note that 22 other jurisdictions have considered this issue. Seventeen of those jurisdictions have held that a damages cap does not violate either the state or federal constitutional right to a jury trial. Specifically, Idaho, Indiana, Maryland, Massachusetts, Michigan, Nebraska, Utah, Virginia, West Virginia, and Wisconsin have upheld damages caps against state constitutional jury trial challenges.
By a considerable majority, the jurisdictions that have considered whether damage caps violate the right to a jury trial have held that they do not. Ultimately, however, the question is not what the majority rule is in other jurisdictions or what we would decide if we were considering this issue for the first time. Rather, the question is whether Lakin should be overruled. For the reasons explained above, Lakin "cannot be fairly reconciled with other decisions of this court on the same constitutional provision." Couey, 357 Or. at 487, 355 P.3d 866 (noting that ground for reexamining our constitutional decisions). Not only does that conflict require resolution, but Lakin is of relatively recent vintage. And, since this court decided Lakin, we have distinguished rather than followed it with the exception of one case in which the parties did not dispute that Lakin governed.
Given those circumstances, we conclude that Lakin should be overruled. The text of Article I, section 17, its history, and our cases that preceded Lakin establish that Article I, section 17, guarantees litigants a procedural right to have a jury rather than a judge decide those common-law claims and defenses that customarily were tried to a jury when Oregon adopted its constitution in 1857, as well as those claims and defenses that are "of like nature." However, that history does not demonstrate that Article I, section 17, imposes a substantive limit on the legislature's authority to define the elements of a claim or the extent of damages available for a claim.
One other consideration informs our decision. As this court suggested in DeMendoza, the most obvious textual limitation on the legislature's authority to alter or adjust a plaintiff's right to a remedy is found in the remedy clause of Article I, section 10. Perhaps a plaintiff also could argue that a damages cap violates some other provision of the state or federal constitutions that imposes a substantive limitation on legislative action. However, if a damages cap does not violate one of those provisions, it is difficult to see how the jury trial right renders a damages cap unconstitutional. Neither the text nor the history of the jury trial right suggests that it was intended to place a substantive limitation on the legislature's authority to alter or adjust a party's rights and remedies. We accordingly overrule the court's decision in Lakin.
The trial court ruled that applying the tort claims limit to the jury's verdict violates Article VII (Amended), section 3, of the Oregon Constitution. That section provides, in part:
Article VII (Amended), section 3, is an initiated constitutional amendment, which the voters adopted in 1910. See General Laws of Oregon 1911, at 7-8. We interpret initiated constitutional amendments the same way that we interpret a statute; that is, we look to the text, context, and legislative history of the amendment to determine the intent of the voters. State v. Algeo, 354 Or. 236, 246, 311 P.3d 865 (2013) (initiated constitutional amendment); State v. Harrell/Wilson, 353 Or. 247, 254-55, 297 P.3d 461 (2013) (referred constitutional amendment).
We start with the text of the constitution. Section 3 begins with a prepositional phrase that describes the class of cases to which it applies: "all actions at law, where the value in controversy shall exceed $750." Two independent clauses follow that prepositional phrase. The first independent clause provides that, in those cases, the "right of trial
Plaintiff focuses her argument instead on the second independent clause, which is qualified by a dependant clause. Those clauses provide that "no fact shall be otherwise reexamined in any court of this state, unless the court can affirmatively say that there is no evidence to support the verdict." Although the second independent clause uses the passive voice, "the court" is the subject of the related dependent clause. Reading the second independent clause and the related dependent clause together, we conclude that both clauses are directed to the courts. They prohibit courts from reexamining the facts that a jury has found "unless the court can affirmatively say that there is no evidence to support the verdict."
When the people adopted Article VII (Amended), section 3, "reexamine" meant "[t]o examine anew," and "examine" meant "to inspect carefully with a view to discover the real character or state of" something. Webster's Int'l Dictionary 1206, 519 (1907). By its terms, that constitutional provision prohibits courts from reassessing or second-guessing the facts that the jury found unless there is no evidence to support the jury's verdict. Textually, the section places no restriction on the legislature's ability to limit, as a matter of law, the issues before the jury or the extent of the damages available for a cause of action. Similarly, it does not limit a court's ability to set aside a jury's verdict that is inconsistent with the substantive law.
The same conclusion follows from the provision's history. In 1899, this court followed the United States Supreme Court's lead and held that a trial court could grant a motion for a new trial if the court determined that the jury's verdict was "against the clear weight or preponderance of evidence." Series v. Series, 35 Or. 289, 295, 57 P. 634 (1899), abrogated by Or. Const. Art. VII (Amended), § 3. Because the trial court in Series had held that it lacked authority to grant a new trial if there was "any evidence to support" the jury's verdict, this court reversed the trial court's judgment and remanded the case for the court to apply the new standard that it had announced. Id. at 290, 297, 57 P. 634. See also Multnomah Co. v. Willamette T. Co., 49 Or. 204, 213, 89 P. 389 (1907) (following Series).
In 1910, the People's Power League proposed a series of initiated measures, one of which was Article VII (Amended). See Official Voters' Pamphlet, General Election, Nov. 8, 1910, 201-02 (setting out the measure); id. at 166-77 (discussing the League's measures). The League submitted the only argument discussing the measure. See id. at 176-77. The League's argument did not discuss the part of section 3 on which plaintiff relies, but it explained that the proposed amendments generally were intended to shorten lengthy trials and reduce the number of retrials. See id. (discussing, among other things, a court's authority to uphold verdicts when the mistake is technical and also the requirement that only three-fourths of the jurors must agree in civil cases). Contemporary news articles did not discuss the part of section 3 on which plaintiff relies, while a law journal published shortly after Article VII (Amended) was adopted criticized the measure because it took away a trial court's authority to grant a new trial when the jury's verdict was contrary to the weight of the evidence. 77 Cent LJ 384, 388 (1913).
Although the history of Article VII (Amended), section 3, is sparse, this court has summarized its purpose succinctly: "to eliminate, as an incident of a jury trial in this state, the common law power of a trial court to re-examine the evidence and set aside a verdict because it was excessive or in any other respect opposed to the weight of the evidence." Van Lom, 187 Or. at 99, 210 P.2d 461. As Van Lom made clear, the part of Article VII (Amended), section 3, on which plaintiff relies was directed at a specific practice — a trial court's decision to grant a new trial because the court concluded that the verdict was contrary to the weight of the evidence.
Plaintiff's contrary argument, as we understand it, is that the legal limit that the legislature placed on the extent of a jury's damages award has as deleterious an effect on the exercise of her jury trial right as the pre-1910 practice of remittitur. That may be true. The Tort Claims Act limits the amount of the jury's damages award without giving a plaintiff the option of a new trial. However, the text of Article VII (Amended), section 3, its history, and our cases interpreting it provide no basis for converting a limit on a trial court's ability to second-guess a jury's factual findings into a limit on the legislature's ability to state legal principles that define the elements of a cause of action or the type or extent of the available damages. Article VII (Amended), section 3, does not provide a basis for holding the damages limitation stated in the Tort Claims Act unconstitutional. Again, any constitutional limitation must find its source in some other provision of the state or federal constitution.
We conclude that applying the Tort Claims Act limit to plaintiff's claim against defendant does not violate the remedy clause in Article I, section 10, nor does giving effect to that limit violate the jury trial clauses in Article I, section 17, or Article VII (Amended), section 3. We accordingly reverse the trial court's limited judgment and remand this case to the trial court for entry of a judgment consistent with this decision.
The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
LANDAU, J., concurred and filed an opinion.
WALTERS, J., dissented and filed an opinion, in which BALDWIN, J., joined.
LANDAU, J., concurring.
This case presents the court with some very difficult issues involving not just the meaning of particular sections of the state constitution but also larger questions concerning the nature of constitutional interpretation itself and the role of stare decisis. In large part, it is a difficulty of the court's own making. For decades, the court interpreted the constitution more or less on a case-by-case basis, resulting in lines of case law that, taken together, simply don't make sense. For a time, the court attempted to move away from such incrementalism, adopting what purported to be a rigid originalist interpretive approach. See, e.g., Lakin v. Senco Products, Inc., 329 Or. 62, 72, 987 P.2d 463, modified, 329 Or. 369, 987 P.2d 476 (1999) ("[W]hatever the right to `Trial by Jury' meant in 1857, it means precisely the same thing today."). But as often as not, the effort was marred by historical analysis that did not withstand careful scrutiny and led to the adoption of rules that proved unworkable. In this case, the majority confronts those very problems with respect to the interpretation of two constitutional provisions — the jury trial guarantee of Article I, section 17, and the remedy provision of Article I, section 10.
In the case of Article I, section 17, the precedents have become irreconcilable, as the majority persuasively demonstrates. That requires us to reevaluate, and the majority carefully and critically does just that, consistently with principles of constitutional interpretation that this court has settled on in recent years — principles that are less rigidly originalist and that require more careful historical analysis. I agree with the majority's reevaluation and with its ultimate conclusion that Lakin must be overruled.
I also agree with the majority's analysis of Article I, section 10, at least in part. Like Lakin, Smothers v. Gresham Transfer, Inc., 332 Or. 83, 23 P.3d 333 (2001), must be overruled. I have long argued that Smothers was incorrectly decided — not just incorrect in the sense that reasonable people could
In my view, however, the majority didn't go far enough. The problems with this court's remedy-clause jurisprudence run far deeper than one errant decision. Smothers was but the latest in a long line of remedy-clause decisions that — for over a century — have veered in one direction, then another, then another still, resulting in a jurisprudence that this court itself has complained lacks anything resembling doctrinal coherence.
In my view, the majority should not have stopped with overruling Smothers. Instead, it should have subjected the entire line of remedy-clause decisions to the same searching and critical analysis to which it subjected our cases construing the jury guarantee. That sort of critical analysis of the remedy provision of Article I, section 10, shows that it is debatable whether the framers of the Oregon Constitution intended or understood Article I, section 10, to operate as a limitation on legislative authority at all. At best, the wording of the constitution and the historical circumstances surrounding its adoption fairly may be read to support a general principle that the remedy provision precludes legislative interference with judicial independence and access to the courts, but not that it limits the legislature's authority to determine substantive rights and remedies, as many of this court's prior cases declare. I would overrule those cases. It is for that reason that I conclude that the trial court in this case erred in holding that the legislature's statutory cap on damages violates Article I, section 10, and therefore concur in the result that the majority reaches.
At the outset, I acknowledge the importance of stare decisis. It goes without saying that stability and predictability are essential to the consistent administration of justice and the legitimacy of this court's decisions. But stubborn adherence to precedent that is demonstrably in error is not without cost. Correctness is also important to the administration of justice and this court's legitimacy, particularly in the case of constitutional interpretation. Couey v. Atkins, 357 Or. 460, 485, 355 P.3d 866 (2015) ("Especially in cases involving the interpretation of the state constitution, the value of stability that is served by adhering to precedent may be outweighed by the need to correct past errors."). When this court examines a line of carefully considered and consistent precedents, I agree that the burden on anyone challenging them is a heavy one and that we should adhere to those precedents unless they are clearly incorrect. Id. at 485-86, 355 P.3d 866. When the existing case law is hopelessly inconsistent, however, there is no such burden. In such cases, in order to make sense of the law, something will have to be jettisoned. No particular burden applies. Id.
In the case of Article I, section 10, the case law is hardly consistent. As then-professor David Schuman commented, "the remedy clause has not occasioned a coherent body of case law leading to anything that could be called an `interpretation.'" David Schuman, Oregon's Remedy Guarantee: Article I, Section 10 of the Oregon Constitution, 65 Or. L. Rev. 35, 36 (1986). That is also the court's own assessment of its precedents. Neher v. Chartier, 319 Or. 417, 423, 879 P.2d 156 (1994) ("This court's case law throughout the nineteenth and twentieth centuries interpreting Article I, section 10, * * * has failed definitively to establish and consistently to apply any one theory regarding the protections afforded by the remedies guarantee."). Indeed, Smothers itself observed that "this court has not developed a consistent body of law interpreting the remedy clause of Article I, section 10." 332 Or. at 90, 23 P.3d 333.
In contrast, in Mattson v. Astoria, 39 Or. 577, 580, 65 P. 1066 (1901), the court took an entirely different view of Article I, section 10, holding instead that its remedy provision was "intended to preserve the common-law right of action for injury to person or property." There was no mention of the directly contrary view taken by the court in Templeton. Then in Theiler v. Tillamook County, 75 Or. 214, 217, 146 P. 828 (1915), the court followed Mattson, expressly adopting the view of Article I, section 10, that earlier had been set out by Federal District Court Judge Matthew Deady in Eastman v. County of Clackamas, 32 F. 24 (D.Or.1887). In that case, Deady suggested that, under Article I, section 10, "[w]hatever injury the law, as it then stood [at the time the constitution was adopted], took cognizance of and furnished a remedy for, every man shall continue to have remedy for by due course of law." Id. at 32. This time, at least, the court mentioned Templeton, but it said that a "vigorous dissenting opinion" in that case had deprived the court's opinion of its "binding force" — an interesting view of the authority of dissenting opinions, to be sure. Theiler, 75 Or. at 217-18, 146 P. 828. Any doubts that the court had adopted Deady's views of the remedy provision in Eastman were put to rest in Stewart v. Houk, et al., 127 Or. 589, 593, 271 P. 998 (1928), in which the court preceded a lengthy quote from Eastman with the assertion that the quoted material "was adopted" in Theiler See also West v. Jaloff, 113 Or. 184, 195, 232 P. 642 (1925) ("[I]t has been the settled law of this state that the common-law remedy for negligently inflicted injuries could not be taken away without providing some other efficient remedy in its place.").
But then in Perozzi v. Ganiere, 149 Or. 330, 345, 40 P.2d 1009 (1935), the court altered course, upholding the constitutionality of Oregon's guest passenger statute and rejecting the plaintiff's contention that "in all instances in which recovery could be had at common law for injuries to person or property such right of recovery has, by [A]rticle I, [section] 10, been preserved, and that it is not within the province of the legislature to
In Noonan v. City of Portland, 161 Or. 213, 88 P.2d 808 (1939), the court took a similar position, holding that the constitution "does not forbid the creation of new rights, or the abolition of old ones recognized by the common law, to attain a permissible legislative object." Id. at 249, 88 P.2d 808(quoting Silver v. Silver, 280 U.S. 117, 121, 50 S.Ct. 57, 74 L.Ed. 221 (1929)). The court noted that, notwithstanding the constitutional remedy guarantee, it had countenanced the elimination of whole claims, such as alienation of affection and actions for breach of promise. Id. Interestingly, the court went out of its way to disavow Deady's altogether different reading of the remedy clause in Eastman, commenting that — contrary to Stewart — such views "do not represent the construction of this court." Id. In a similar vein, Sealey v. Hicks 309 Or. 387, 788 P.2d 435 (1990), asserted that "[t]he legislature has the authority to determine what constitutes a legally cognizable injury" without running afoul of Article I, section 10.
Smothers recognized the unsettled state of this court's prior remedy-clause jurisprudence and attempted to resolve, once and for all, the proper interpretation of the clause. 332 Or. at 90-91, 23 P.3d 333. It overruled (among other cases) Perozzi and Sealey, resuscitated Eastman and the cases relying on it, and concluded that the remedy clause constrained the legislature from unduly altering common-law rights. Smothers, 332 Or. at 119, 123-24, 23 P.3d 333.
Unfortunately, the court failed in its effort to bring clarity to the law. Indeed, in the years since Smothers, this court has had difficulty even agreeing on what the decision means, as this court's sharply-divided post-Smothers case law makes clear. See, e.g., Howell v. Boyle, 353 Or. 359, 298 P.3d 1 (2013); Lawson v. Hoke, 339 Or. 253, 119 P.3d 210 (2005).
So, in a nutshell, this court started out in Templeton by saying that Article I, section 10, imposes no limits on legislative authority; then it abandoned Templeton in Mattson and Theiler, adopting instead the views of Deady that the provision preserved common-law rights that existed at the state's founding; but then it disavowed Deady, along with Mattson and Theiler, in Perozzi and Noonan; only to have those very cases revived, and Perozzi and Noonan disavowed, in Smothers; which we now overrule, thereby reviving Perozzi and Noonan. It's no small wonder to me that this court's remedy-clause jurisprudence has been the subject of derision. In my view, there exists no body of Oregon case law that uniformly views the meaning and application of the remedy clause of Article I, section 10, and that we must now determine was clearly incorrect. As I see it, there is only a constantly shifting series of cases on the clause that cannot be reconciled among themselves, leaving us to decide which, if any, are correct.
I turn, then, to the proper analysis of Article I, section 10, examining the text of the provision, in its historical context, and in light of relevant case law. Priest v. Pearce, 314 Or. 411, 415-16, 840 P.2d 65 (1992). I hasten to add that, in engaging in that examination, I don't believe that the meaning of the Oregon Constitution is limited to whatever its framers would have understood at the time of its adoption. As I have noted elsewhere, I think that that brand of originalism is unwise and untenable and all too often — as
But that doesn't mean that the constitution is simply a blank canvas on which we may paint our personal preferences. If our constitutional doctrine is to retain legitimacy as constitutional "interpretation," it still must comport with the reasonable construction of the text; why else, it might be asked, do we have a written constitution?
Article I, section 10, provides:
I quote the entire section because it is important to emphasize that what we often refer to as the "remedy clause" of Article I, section 10, actually is but a part of a larger, single, complete sentence. Taken as a whole, the subject of that sentence is fairly clear to me: It is about the courts, the authority of the courts, and the obligations of the courts.
That does not necessarily mean that Article I, section 10, cannot be read to constrain the legislature in any way. To the extent that the legislature were to enact a statute that interfered with the constitutional obligations of the courts — requiring the courts to operate in secret, for example — such legislation could violate the remedy clause. See,
I acknowledge that what I have described is not the only plausible way to read the text of Article I, section 10. The section's single sentence could be divided into three independent clauses, each of which could then interpreted separately. Thus, the first two clauses could be seen as procedural in nature, concerning the administration of justice, while the third clause could be interpreted to signify a guarantee of a remedy for the specified types of injuries.
But the issue to me is not whether Article I, section 10, may be plausibly interpreted one way or another. As I said at the outset, I do not start from the assumption that this court's existing case law represents a coherent view of the remedy clause, which we must uphold so long as it is reasonable. The case law represents no such coherent view, and so I look at the provision afresh, to determine what it most likely was intended or understood to mean.
With that in mind, it strikes me that reading the remedy clause as an independent clause is not the most likely reading of Article I, section 10. It requires us to extract the clause from the balance of the sentence and ignore its immediate and indispensible context. Cf. Vsetecka v. Safeway Stores, Inc., 337 Or. 502, 508, 98 P.3d 1116 (2004) ("Viewed in isolation, that text provides support for employer's position. Ordinarily, however, text should not be read in isolation but must be considered in context."). Moreover, I am not persuaded that reading the remedy clause in isolation is altogether faithful to the wording of that independent clause. Taking the clause as a whole, it seems to me that it guarantees "every" person a remedy "by due course of law." As David Schuman put it, the remedy clause of Article I, section 10, "guarantees that for injuries of a certain type, a person shall have access to a remedy through the state's legal apparatus." David Schuman, The Right to a Remedy, 64 Temple L. Rev. 1197 1201-02 (1992) (emphasis in original). Indeed, it occurs to me that reading the clause to impose a guarantee of particular substantive rights and remedies doesn't leave anything for the phrase "by due course of law" to do. I would think that we would be constrained to avoid interpretations that entail such superfluities.
Assuming for the sake of argument the plausibility of reading the text of Article I, section 10, to express a substantive limitation on legislative authority to determine rights and remedies, the fact remains that the alternative reading that I have suggested is at least plausible as well. That leads to an examination of the historical context in which that possibly ambiguous wording was adopted.
I set out my views about the historical roots of modern remedy provisions in Klutschkowski and in Brewer, and I won't reprise them in detail here. In brief, the genesis of modern remedy provisions lies in English concerns about royal interference with the courts, first given expression in Lord Edward Coke's writings about Magna Carta and later voiced in William Blackstone's Commentaries on the Laws of England. Klutschkowski, 354 Or. at 180-84, 311 P.3d 461; Brewer, 167 Or.App. at 195-97, 2 P.3d 418. Early American state constitutions adopted remedy guarantees patterned after those English sources, with a notable absence of explanation that the guarantees were intended to accomplish something else, such as establish a limitation on legislative authority to determine substantive rights and remedies. Klutschkowski, 354 Or. at 185-86, 311 P.3d 461. While those early state constitutions reflected some mistrust of legislative power, that mistrust focused on corruption in the legislative process and lack of deliberation in the passage of laws, not the abrogation of common-law remedies. Id.
The majority in this case acknowledges that history, but suggests that it is at least possible that the framers of the Oregon Constitution
I have a different view of those historical sources and their significance. In large part, that is because I frame the issue differently from the majority. Again, the question for me is not what the historical sources might plausibly be said to signify; rather it is what they, in fact, show that the framers of the state constitution most likely would have understood or intended Article I, section 10, to mean. With that in mind, I turn to Coke, then to Blackstone, and finally to the nineteenth-century American case law.
The focus of Coke's writing on Chapter 29 of Magna Carta
Edward Coke, The Second Part of the Institutes of the Laws of England 55 (1797 ed.). Read in context, it becomes abundantly clear that Coke's point is that every subject has access to the justice of the courts, regardless of age, gender, or station in life. The passage says nothing about limitations on legislative authority to revise the common law. To the contrary, "Coke clearly acknowledges that statutes can correct the common law and thus that they take precedence over the common law that they revise." James R. Stoner, Jr., Common Law and Liberal Theory: Coke, Hobbes, and the Origins of American Constitutionalism 22 (1992).
Coke did author Dr. Bonham's Case, in which he said, in dictum, that when acts of Parliament are "against common right and reason, or repugnant, or impossible to be performed, the common law will controul it, and adjudge such Act to be void." 77 Eng. Rep. 646, 652 (CP 1610). That dictum has been read by some to suggest a sort of progenitor to modern conceptions of judicial review, although the view is controversial, and modern scholarship tends to regard the case as standing for a more limited proposition that acts of Parliament were to be construed to avoid conflicts with the common law.
Blackstone, like Coke, viewed Chapter 29 of Magna Carta as having been directed at royal interference with judges and courts. In his view, Magna Carta forbade the crown from issuing "commands or letters" to the courts either "in disturbance of the law" or "to disturb or delay common right." William Blackstone, 1 Commentaries on the Laws of England 138 (1st ed. 1765). Nothing in the Commentaries suggests that Blackstone thought that Magna Carta limited the authority of Parliament to determine substantive rights and remedies. To the contrary Blackstone, even more than Coke, believed in parliamentary supremacy.
To be sure, Blackstone also sprinkled his Commentaries with suggestions that the law — both common law and legislation — should reflect reason. Id. at 70. He went so far as to say that "what is not reason is not law" and that acts of Parliament contrary to reason or leading to absurd results would be "void." Id. at 70.
But to read in those suggestions some broader notion that Blackstone recognized limits to legislative authority would be a mistake. Blackstone himself explained that, although certain acts of Parliament may in some sense be "void" because they offend natural law or reason, the courts lack power to do anything about it. "[T]hough I know it is generally laid down more largely, that acts of parliament contrary to reason are void," he said, "if the parliament will positively enact a thing to be done which is unreasonable, I know of no power to control it." Id. at 91. Blackstone explicitly rejected the idea that judges are at liberty to invalidate acts of Parliament, which he said "would be subversive of all government." Id.
Finally, there is the body of early to mid-nineteenth century American appellate court decisions that interpreted, discussed, or referred to state constitutional remedy guarantees. There were a number of such decisions, and they reflected something of a spectrum of views about remedy guarantees. Some concluded that the remedy clauses applied as constraints on the courts alone, not legislatures. Others adopted the view that remedy guarantees foreclosed legislation that interfered with ongoing court procedures and proceedings. Still others concluded that remedy provisions prohibited legislatures from retroactively altering vested rights, which was viewed as a violation of separation of powers principles. Finally, some invoked remedy guarantees as grounds for giving statutes narrow interpretation and application.
It is significant to me that none of those early to mid-nineteenth century cases held that state remedy guarantees limited the authority of state legislatures to define, prospectively, the nature of substantive rights and remedies. In fact, the idea that state constitutional remedy guarantees impose such a substantive limit on the authority of state legislatures did not emerge until relatively late in the nineteenth century. See generally Thomas R. Phillips, The Constitutional Right to a Remedy, 78 NYU L. Rev. 1309, 1329 (2003) ("Not until well after the Civil War was there any reported opinion dealing with a remedies clause challenge to a statute limiting a tort claim."). And the first appellate court decision to actually to strike down such a statute on remedy clause grounds was this court's decision in Mattson, published in 1901. Id. at 1330.
The first category of early to mid-nineteenth century remedy-clause cases that I mentioned consists of those viewing the clause as limiting the authority of the courts alone, not legislatures. In Barkley v. Glover, 61 Ky. 44, 45 (1862), for example, the Kentucky Court of Appeals expressly rebuffed the suggestion that the state's remedy clause constrained the state legislature at all, explaining, "The doctrine that the [remedy guarantee] applies alike to the legislative and judicial branches is, in our judgment, directly opposed to the meaning and language of the section." In that court's view, "The courts form its sole subject matter, and every part and parcel of the section relates directly to some duty of that branch of the government." Id. at 46. Certainly, such a limited view of the remedy guarantee is consistent
The second category that I mentioned includes cases in which courts invoked state remedy guarantees to forbid legislative interference with judicial administration. In Weller v. City of St. Paul, 5 Minn. 95, 101 (1860), for instance, the court held that access to courts cannot be limited by a requirement of payment of certain fees in advance. Similarly, in Menges v. Dentler, 33 Pa. 495, 498 (1859), the court explained that remedy guarantees prevented "legislative and executive interference" with judicial proceedings. See also Sharpless v. Mayor of Philadelphia, 21 Pa. 147, 166 (1853) (remedy clause was "clearly intended to insure the constant and regular administration of justice"). In a related vein, in Lewis v. Webb, 3 Me. 326, 335 (1825), the court held that legislation purporting to vacate an existing judgment or decree violates the state constitutional remedy guarantee. Although the views of state remedy guarantees expressed in such cases expand the reach of the clauses to include limitations on legislative authority, they align quite well with the historical roots of such clauses in fears of interference with the independent exercise of the judicial function.
The third category of cases is perhaps the largest and comprises decisions proscribing retroactive abrogation of "vested rights." Especially important in understanding the significance of those cases is the fact that they barred only retroactive alteration of such rights. Indeed, a number of the decisions went out of their way to emphasize the authority of legislatures to adjust, modify, or eliminate remedies for specified injuries as long as they did so on a prospective basis.
Gooch v. Stephenson, 13 Me. 371 (1836), serves as a good illustration. At issue in that case was the constitutionality of a legislative grant of immunity against trespass claims based on cattle wandering on to property that was inadequately fenced. The plaintiff had argued that the grant of statutory immunity ran afoul of the state's constitutional remedy guaranty. The Supreme Judicial Court of Maine rejected the argument, explaining that
Id. at 376-77; see also Preston v. Drew, 33 Me. 558, 560 (1852) ("[t]he State, by its legislative enactments, operating prospectively, may determine that articles injurious to the public health or morals, shall not constitute property" subject to remedy, without violating remedy guarantee).
Fisher's Negroes v. Dabbs, 14 Tenn. 119 (1834), provides another excellent example. The Tennessee Supreme Court's opinion may well be the most extensive antebellum state court analysis of constitutional remedy guarantees. In that case, an act of 1829 provided that, when a slave owner freed slaves by will but the testator refused to file a bill in the county court to act on that devise, the slaves, "by their next friend," could file a bill to obtain legal recognition of their emancipation. When one Fisher died, his will directed that his slaves be freed and given the right to live on his land for the next 15 years. The executor of the will refused to recognize the devise and declined to file a bill in county court to obtain the emancipation of Fisher's slaves. Pursuant to the 1829 statute, an action was filed on behalf of Fisher's slaves to obtain their emancipation. While the action was pending, the Tennessee legislature repealed the earlier statute in 1831 and directed that any pending cases under it be dismissed. The chancellor ruled that the 1831 statute could not divest Fisher's former slaves of their claims, which were pending at the time of passage, based on the state's constitutional remedy guarantee:
Id. at 137-38. The executor appealed, but the Supreme Court of Errors and Appeals affirmed, adopting the opinion of the chancellor, explaining that,
Id. at 159.
A further example is provided by Barclay v. Weaver, 19 Pa. 396 (1852), in which the court addressed the applicability of a statute that purported to alter, retroactively to existing contracts already in force, the notice requirements for enforcing contracts. The Pennsylvania Supreme Court construed the statute as not having immediate effect on existing contracts to avoid a conflict with the state remedy guarantee. Id. at 399. The court explained that it could not give the statute immediate effect "without at all affecting or altering contracts already made, and a regard for the constitution requires us to presume that no other effect was intended." Id. A few years later, in In re Stuber's Road, 28 Pa. 199 (1857), the same court went even further and held that legislation vacating interests in land that had previously been acquired by prescription did not violate the state constitutional remedy provision, explaining that the constitution "furnish[es] no guaranty that the law of the land and the due course of law shall remain unalterable." Id. at 201.
The Mississippi Supreme Court invoked similar reasoning in Commercial Bank of Natchez v. Chambers, 16 Miss. 9 (1847), in which the legislature purported to amend an earlier statute governing actions against corporations for forfeiture of their charters. The court concluded that the statute violated the state constitutional remedy guarantee because "[i]t takes away from [the parties] a suit pending, which is made a matter of right." Id. at 29.
I suppose it may plausibly be asserted that those cases could be read to stand for the proposition that early to mid-nineteenth century courts — or at least a good number of them — saw state constitutional remedy guarantees in broader terms than their English roots would otherwise have suggested. Once again, though, I don't see the task in those terms. The question isn't whether those cases might plausibly be read to support a broader rendition of the remedy guarantee.
The answer to that question is that it is highly unlikely that the framers of Article I, section 10, would have understood those decisions as having significantly broadened the effect of state constitutional remedy guarantees to impinge on the authority of legislatures to make policy decisions about the nature of rights and remedies for injuries to person, property and reputation. That is because there was a well-established reason for early to mid-nineteenth century courts' antipathy to retroactive legislation — a reason that lines up perfectly with what I have described is suggested by the text of Article I, section 10, and its historical context.
In brief, retroactive legislation that infringed on vested rights was seen as violating antebellum conceptions of the separation of legislative and judicial powers. As the Illinois Supreme Court explained in Newland v. Marsh, 19 Ill. 376, 383 (1857), a vested right may not be eliminated "except by judgment of law; and the legislature, having no judicial power, cannot impart to their enactments the force of a judicial determination."
Although it may ring oddly to our twenty-first century ears, early conceptions of the separation of powers assumed that judicial decisions applied retrospectively, while legislation was held to apply prospectively.
Simeon Nash, The Constitutionality of Retrospective Statutes, 2 WLJ 170, 174 (1844-45) (emphasis omitted). The author explicitly referred to the state constitutional remedy guarantee, noting that its purpose was to ensure that vested rights were to be determined "by the court and not by the legislature." Id.
In that context, there is nothing at all unusual about early to mid-nineteenth century court decisions declaring that retroactive legislation impairing vested rights violated state remedy guarantees. The underlying rationale for such decisions was that legislation of that sort interfered with the independence of the judiciary, which as I have noted, was precisely the historical underpinning of the remedy guarantees in the first place.
The fourth and last category of early to mid-nineteenth century remedy-clause precedents involves those in which the courts invoked remedy guarantees as a reason to impose a narrowing construction on a statute at issue. For example, in Thornton v. Turner, 11 Minn. 336, 339 (1866), the court expressed "doubt" about the constitutionality of giving a broad interpretation to a statute limiting actions for damages arising out of the erection of a mill dam to avoid possible constitutional problems. Likewise, in Hotchkiss v. Porter, 30 Conn. 414, 421 (1862), the court commented that a more limited construction of a statute limiting recovery for libel avoided constitutional difficulties. And in Schuylkill Nay. Co. v. Loose, 19 Pa. 15, 18 (1852), the court similarly construed a statute narrowly and mentioned in the process the state constitutional remedy guarantee.
It may be argued that those courts, in so doing, appear to have assumed that giving the statutes at issue a broader interpretation
Once again, though, that frames the issue in a different way than I think this case warrants. For me the question is not whether a plausible argument can be made that the cases would have been understood to reflect a broader understanding of remedy guarantees; rather it is whether, in fact, it is likely that they would have been so understood. I don't think so.
To begin with, that a court elects to give a statute a narrow construction to avoid possible constitutional issues does not necessarily mean that the court is, in the process, actually deciding what the constitution means. Under the statutory construction conventions of the era, courts sometimes gave a narrowing construction to a statute merely to avoid potential constitutional problems. See, e.g., John Copeland Nagle, Delaware & Hudson Revisted, 72 Notre Dame L. Rev. 1495, 1509 (1997) (Examining nineteenth-century cases in which courts concluded that "[t]he existence of constitutional doubts provided a sufficient basis for rejecting an argument that a statute was unconstitutional. Statutes were presumed constitutional — often to the point that courts demanded that the unconstitutionality of a statute be proved `beyond a reasonable doubt.' Therefore, if a court determined that an interpretation of a statute simply raised doubts about its constitutionality, the court abided by that interpretation and rejected the constitutional challenge.").
Moreover, the inference that the courts in those cases implicitly held that remedy guarantees imposed a broad limitations on the authority of the legislature to eliminate tort remedies is unlikely in light of the fact that the same courts, in other cases, held more explicitly to the contrary when actually deciding the meaning of the remedy guarantees. In Schuylkill Nay. Co., for example, the Pennsylvania Supreme Court cited the state's remedy clause in narrowly construing a statute. Ten years earlier, though, the same court held that "it is now clearly established by repeated decisions, that the legislature may pass laws altering, modifying or even taking away remedies for the recovery of debts," without violating various constitutional provisions that otherwise limit legislative authority. Evans v. Montgomery, 4 Watts & Serg 218, 220 (Pa.1842). According to the court, "where the provisions of such laws, in relation to remedies, apply only to future proceedings, there is not the least ground for appealing to constitutional restrictions on the powers of the legislature." Id. And, consistently with that holding, the Pennsylvania Supreme Court held in Barclay and Stuber's Road that the remedy guarantees precluded retroactive alteration of vested rights. In my view then, it is a bit of a stretch to say that early to mid-nineteenth century cases giving more limited interpretations to statutes suggest a broader view of remedy guarantees. As I have stated earlier, the fact is that it was not until the early twentieth century that appellate court decisions went that far.
In short, none of the four categories of early to mid-nineteenth century remedy-clause cases supports the notion that the clause was understood or intended to serve as a limitation on legislative authority to determine rights and remedies for injuries to persons, property, or reputation. At best, they suggest that the clause could have been understood to limit legislative authority to interfere with the administration of justice and to alter retroactively vested rights, which would have been seen as an encroachment upon judicial independence.
Interestingly, Oregon territorial case law is consistent with that understanding of early to mid-nineteenth century law. In McLaughlin v. Hoover, 1 Or. 31 (1853), for example, the Territorial Supreme Court addressed the operation of a statute of limitations. The court noted that, "it is the duty of the court to apply the remedy by limitation in all cases, except where it would cut off the right" that has already vested, in which case the court "is bound, by fundamental law, to give a party reasonable time in which to escape the effect of such remedy." Id. at 35; see also Steamer Gazelle v. Lake, 1 Or. 119, 121 (1854) ("It is competent for the legislature, at any time, to alter or change the
It was in that context that the framers of the Oregon Constitution adopted not only Article I, section 10, but also Article XVIII, section 7, which provides that, "[a]ll laws in force in the Territory of Oregon when this Constitution takes effect, and consistent therewith, shall continue in force until altered or repealed." (Emphasis added.) It was thus expressly contemplated that the legislature would have the authority to alter or repeal common-law remedies. In the context of the Oregon territorial-era case law, along with the early-nineteenth century decisions from other jurisdictions, it seems fairly clear to me that the framers, at best, would have understood that the legislature's authority to do that might be limited to adopting such changes prospectively. But I find a complete absence of evidence to support the idea that the framers would have understood the legislature to be further constrained by a requirement that there be "adequate" justification of "public importance" or some other limitation on its substantive authority.
It remains for me to determine the significance of the historical context. After all, I did say that we are not strictly limited by the meaning of a constitutional provision that would have been generally accepted in 1857. But I also said that, as our precedents correctly require, we cannot simply ignore the historical context. Whatever construction we adopt must be faithful both to the text and the general purposes reflected by the context in which that text was adopted.
In this case, the text reflects no particular purpose in limiting the substantive authority of the Oregon legislature. Rather, it speaks to the courts ("No court shall ...") about the authority of the courts and the responsibilities of the courts — to ensure that justice is administered openly, speedily, affording every person remedy by due course of law.
The historical roots of the wording of remedy guarantees lay in concern with executive interference with the courts. From Coke to Blackstone and into the early years of the republic, the basic idea was that courts must be free to administer justice to all, without interference from the executive. I find little, if any, historical support for a broader notion that remedy guarantees might also have been designed to curb legislative excesses. As I have explained, that notion is an anachronism, contrary to the sort of notions of legislative supremacy that prevailed at the time.
Although, strictly speaking, state remedy guarantees are rooted in concern about interference from the executive — and not the legislature — I do not oppose drawing from the historical context a broader principle that would prohibit interference from the legislature as well.
Legislative determination of the nature of injuries that may be remedied and the nature of those remedies in no way interferes with the court's constitutional obligation to see that justice is administered openly, speedily, affording every person remedy by due course
The potential fly in the ointment, so to speak, is the existence of a number of early to mid-nineteenth century decisions from other states that hold that state constitutional remedy guarantees also prohibit legislation that retroactively alters vested rights. But, as I have explained, a more careful examination of the underlying rationale for those decisions makes clear that they actually line up quite nicely with what the text and the historical underpinnings of the remedy guarantee so strongly suggest. Those decisions hold that retroactive alteration of vested rights violates state remedy guarantees because such legislation was regarded as a violation of the judicial function, viz., to apply the law that applied at the time rights vested.
I hasten to add that I do not suggest that our reading of the remedy guarantee should be constrained by nineteenth-century conceptions of vested rights and retroactivity. As I have said — and as our cases hold — we attempt to draw from historical context more general principles that may be applied to modern circumstances. In this case, the broader principle that I draw from the early to mid-nineteenth century cases is simply that state constitutional remedy guarantees constrain not only executive interference with judicial independence and access to the courts, but legislative interference as well. I should add that reading the remedy clause to forbid only interference with judicial independence and access to courts — and not as a limitation on the authority of legislatures to define injuries and remedies — is not an unusual or retrograde interpretation. It is, in fact, what most other state courts make of their constitutional remedy guarantees.
I am aware of the fact that adopting that view of the remedy guarantee of Article I, section 10, would require overruling a lot of case law, and I do not take that fact lightly. But this court's case law is so hopelessly conflicting that I do not understand how we can move forward — particularly if we hope to provide the bench and bar with anything close to helpful doctrine — without overruling something. As I mentioned at the outset of this opinion, stubborn adherence to case law that is in conflict and demonstrably in error is not costless. It produces its own threats to stability and predictability — the very virtues that stare decisis is supposed to promote.
That last point concerning the costs of adhering to erroneous precedent leads me to conclude with some observations about the practical consequences of the majority's decision. To begin with, it is not clear what remains of our prior case law. The majority overrules Smothers, and Smothers alone. But it strikes me that the decision to do that may have ripple effects back through a number of earlier decisions. Smothers itself overruled a number of prior cases, such as
Aside from that, it is also unclear to me what standard applies to remedy-clause challenges going forward. The majority offers three "categories" of legislation with three different tests concerning the limits of legislative authority. First, there are statutes that leave in place a duty but deny a remedy for breach of that duty. 359 Or. at 219, 376 P.3d at 1027. Second, there are statutes that adjust an individual's rights and remedies as part of a "larger statutory scheme" that extends benefits to some while limiting benefits to others. Id. Third, there are statutes that wholly eliminate claims and underlying duties. According to the majority, whether such statutes are constitutionally permissible depends on whether the action that was modified "continues to protect core interests" or whether, in light of changed circumstances, those interests "no longer require the protection formerly afforded them." Id.
I don't begrudge the majority its attempt to reconcile our existing cases by coming up with new tests for evaluating remedy-clause challenges. If we are not going to overrule any of them, those cases fairly cry out for such an effort. This, however, is but the latest in a series of attempts by this court to accomplish that very feat. Each of those prior attempts has failed to offer any real doctrinal clarity, by this court's own reckoning. And I fear that the majority's effort in this case will fare no better.
The majority's first category seems unobjectionable to me. It requires that statutes altering remedies for existing duties not be "insubstantial." As we explained in Howell, that's what the prior case law says, even if it leaves something to be desired in the way of clarity. 353 Or. at 388, 298 P.3d 1.
The second category, likewise, appears supported by case law, although the nature of the quid pro quo test itself has proven somewhat elusive. Compare Howell, 353 Or. at 376, 298 P.3d 1 (applying Hale's "balance" analysis), with 353 Or. at 393-94, 298 P.3d 1 (DeMuniz, pro tem, dissenting) (contesting majority's reading of Hale).
It is the majority's third category that gives me pause. To begin with, I do not know where it comes from. The majority asserts that, in assessing whether the legislature constitutionally abolished an underlying duty or a claim, we must take into account whether "core interests" remain protected. I have searched in vain for a single decision of this court that even uses the phrase, much less identifies it as a relevant consideration in remedy-clause analysis.
It appears that the majority is assuming that, while the legislature may have the authority to alter the common law, there remains something of an irreducible quantum of interests formerly protected by the common law that must remain protected. I am at a loss to explain the source of such interests. Whether they are rooted in a notion of natural law (which, it seems to me, would be awfully close to the very "absolute" rights analysis that the majority says it rejects) or something similar, the majority does not explain.
Smothers, for all its faults, at least supplied a point of reference in defining the constitutionally irreducible minimum of rights in terms of common-law claims that existed at the time of the state's founding. 332 Or. at 124, 23 P.3d 333. The majority, however, does away with that, leaving in its place nothing but a bare reference to "core interests."
It could be argued that the text of Article I, section 10, supplies the "core interests" in declaring that everyone must have remedy by due course of law for injury to "person, property or reputation." Nothing in the constitution, however, bars the legislature from redefining the nature of the "person" or the
Consider, for example, the common-law claims of alienation of affection and criminal conversation.
No one doubts the constitutionality of that legislation. This court said as much in Noonan. 161 Or. at 249, 88 P.2d 808 (noting with approval that courts in other states had upheld the constitutionality of legislative abrogation of alienation of affection and like actions). The point is that the constitution, merely by declaring that everyone must have remedy by due course of law for injuries to "person, property or reputation," doesn't tell us what those terms irreducibly mean. To the contrary, at least to some extent, the legislature remains free to define them.
The majority appears to acknowledge the point in suggesting that, even if certain interests otherwise might be regarded as "core," the legislature may constitutionally reevaluate them as having become, in effect, vestigial. But, once again, where the majority finds support for its analysis is unstated. It supplies no references in this court's case law, and I am aware of none. Of particular concern to me is the fact that the majority doesn't explain by what standard the bench and bar — and the legislature, it should not be forgotten — is to evaluate when an interest may constitutionally be reconsidered and moved from being "core" to being of a lesser nature that no longer requires constitutional protection. The majority hints that "the reasons for the legislature's actions can matter," but it offers no clues about what sorts of reasons might matter. The hint sounds suspiciously like substantive due process analysis, under which legislation altering existing rights may be justified — depending on the nature of the rights involved — by a reasonable connection with legitimate state interests. See, e.g., Washington v. Glucksberg,
In my view, given the woeful state of the current remedy-clause case law, this court should not be satisfied with tinkering with only one aspect of that law. By overruling only the portion of Smothers that limits the remedy to claims existing in 1857, I fear the majority only makes matters worse. In effect, it returns us to the sort of case-by-case incrementalism that got us in trouble in the first place.
This court's existing cases construing the remedy provision of Article I, section 10, cannot be squared with the text of the clause or its historical context. I would overrule those cases and hold that the provision protects against executive and legislative interference with judicial independence and access to the courts, but does not impose a limitation on the otherwise plenary authority of the legislature to determine rights and remedies. It is for that reason that the trial court erred in concluding that the cap on damages at issue in this case violated Article I, section 10. And it is for that reason that I concur in the result in this case as to the disposition of the parties' remedy-clause claim.
WALTERS, J., dissenting.
Together, Article I, section 10, and Article I, section 17, ensure that an individual who suffers personal injury will have legal remedy for that injury, and that a jury will determine the extent of that injury and the monetary sum necessary to restore it. Together, those two provisions place coherent constitutional limitations on legislative action: The remedy clause precludes the legislature from denying remedy for personal injury, and the right to jury trial precludes the legislature from eliminating or interfering with the jury's role in restoring that injury. But those two provisions also do more. They define what we mean when we use the word justice, and they make jurors its defender. Article I, section 10, stems from Lord Coke's interpretation of the Magna Carta and his understanding that justice must be "full, because justice ought not to limp." 359 Or. at 200, 376 P.3d at 1017 (translating Edward Coke, The Second Part of the Institutes of the Laws of England 55-56 (1797 ed.)). Article I, section 17, guarantees a right to a jury trial that is "one of the most important safeguards against tyranny which our law has designed." Lee v. Madigan, 358 U.S. 228, 234, 79 S.Ct. 276, 3 L.Ed.2d 260 (1959).
Today, the majority not only deprives the Horton family of the right to the restorative remedy that the jury awarded, it also bargains away and belittles two constitutional provisions designed to guarantee justice for all. I dissent.
The remedy clause guarantees that "every man shall have remedy by due course of law for injury done him in his person, property, or reputation." Or. Const. Art. I, § 10. In this case, no one contests that plaintiff's son suffered injury to his person; the question is whether the legislature violated his right to remedy for that injury when it imposed a cap on his damages. The majority begins its analysis of that question with Smothers v. Gresham Transfer, Inc., 332 Or. 83, 23 P.3d 333 (2001), a case that did not involve a damages cap. In fact, in Smothers, the court explicitly reserved the constitutionality of such caps for later decision. Id. at 120 n. 19, 23 P.3d 333. That decision came in Clarke v. OHSU, 343 Or. 581, 606, 175 P.3d 418 (2007), and Clarke should have been the starting point for the court's analysis here.
Before I explain how the majority should have used Clarke to resolve this case, I want to note my agreement with the majority's clarification of the court's decision in Smothers. I agree that the meaning of the remedy clause is not tied to its meaning in 1857. 359 Or. at 187, 376 P.3d at 1010. That clarification is important, and it corrects the mistake that the court made in Howell v. Boyle, 353 Or. 359, 298 P.3d 1 (2013). In Howell, the court interpreted Smothers to require a two-step process to determine whether the remedy clause is violated. Id. at 385-86, 298 P.3d 1.
If that case-within-a-case analysis is what Smothers requires, then it is important to disavow it. And it is equally important to disavow Howell. Howell was dependent on the same faulty reasoning that the majority identifies in Smothers, and, if the majority is correct that Smothers must be overruled because that court's conclusion was dependent on faulty reasoning, then Howell, too, must be overruled. 359 Or. at 183, 376 P.3d at 1007-08. That leaves us with Clarke, a case that the majority in this case does not overrule and that is not dependent on the faulty reasoning present in Smothers and Howell.
In Clarke, this court considered whether the capped damages that the Oregon Tort Claims Act (OTCA) provided were sufficiently restorative to satisfy the requirements of Article I, section 10. 343 Or. at 588, 175 P.3d 418. The court viewed the plaintiff's economic damages of over $12 million as "representative of the enormous cost of lifetime medical care currently associated with [the] permanent and severe personal injuries" that defendants had caused, and held that the capped damages available under the OTCA were insufficient and violated the remedy clause. Id. at 609-10, 175 P.3d 418. That analysis should have compelled the same result here. Plaintiff's economic damages of over $6 million are similarly "representative of the enormous cost of lifetime medical care currently associated with [the] permanent and severe personal injuries" that defendants caused. Id. at 609, 175 P.3d 418. And the capped damages available to plaintiff in this case are nowhere near capable of restoring those injuries. This court should have held that the limited remedy available to plaintiff was not sufficiently restorative to meet Article I, section 10, requirements.
The majority reasons otherwise. According to the majority, the disavowal of Smothers leaves us with all of the decisions in our remedy clause cases except Smothers, and the three categories into which the majority says those cases fall. This case, the majority says, falls into the second category — the category in which the legislature does not alter a defendant's duty to exercise reasonable care but limits a plaintiff's remedy for breach of that duty as part of a "comprehensive statutory scheme intended to extend benefits to some persons while adjusting the benefits to others." 359 Or. at 221, 376 P.3d at 1028. For that category of cases, the majority opines, providing an "insubstantial remedy for a breach of a recognized duty" may violate the remedy clause. 359 Or. at 219, 376 P.3d at 1027. However, the majority explains, when the legislature has sought to "adjust" a person's rights and remedies "as part of a larger statutory scheme that extends benefits to some while limiting benefits to others," a court can consider that "quid pro quo" in determining whether the remedy clause is violated. Id.
I agree with the majority that, to satisfy Article I, section 10, the remedy that the legislature provides cannot be "insubstantial." By that, I take the majority to mean that the legislative remedy must be substantially restorative. As this court said in Clarke, "Article I, section 10, does not eliminate the power of the legislature to vary and modify both the form and the measure of recovery for an injury, as long as it does not leave the injured party" with a remedy "that is incapable of restoring the right that has been injured." 343 Or. at 606, 175 P.3d 418 (internal quotation marks omitted). The court arrived at that understanding of the remedy clause by looking at its words and this court's prior cases. When Article I, section 10, was drafted, the word "remedy" meant, among other things "that which counteracts an evil of any kind," and "that which
The overruling of Smothers neither compels nor permits a different conclusion. The words of the remedy clause continue to have substantially the same meaning that they had at common law, see Webster's Third New Int'l Dictionary 1920 (unabridged ed. 2002) (defining "remedy"), and West and Clarke are still good law. West was decided before Smothers; Clarke discusses Smothers, but does not rely on the Smothers analysis that the majority here disavows. Clarke, 343 Or. at 605-06, 175 P.3d 418. Accordingly, the proper remedy clause inquiry continues to be whether a statutory limitation on damages leaves the plaintiff with a remedy that is "incapable of restoring the right that has been injured." Id. at 606, 175 P.3d 418 (internal quotation marks omitted; quoting Smothers, 332 Or. at 119-20, 23 P.3d 333).
The majority does not reason otherwise. Instead, the majority relies on the second consideration that it finds applicable to this category of cases — the quid pro quo that results when the legislature has sought to adjust a person's rights and remedies as "part of a larger statutory scheme that extends benefits to some while limiting benefits to others." 359 Or. at 219, 376 P.3d at 1027. Relying on only one case for that proposition, Hale v. Port of Portland, 308 Or. 508, 523, 783 P.2d 506 (1989), the majority concludes that, in this case, the state's constitutionally recognized interest in sovereign immunity justifies the cap on plaintiff's damages. 359 Or. at 224, 376 P.3d at 1030.
In Clarke, the court did not consider the state's interest in sovereign immunity in its analysis and cited Hale only to distinguish it. 343 Or. at 608-09, 175 P.3d 418. In this case, the majority should have followed suit. As the court explained in Clarke, the statute that the court upheld in Hale limited the size of the award that a plaintiff could obtain from a municipal defendant, but it did not limit a plaintiff's right to obtain a fully compensatory award from municipal employees.
The majority then compounds that error when it broadly reasons that the legislature may "extend[] an assurance of benefits to some while limiting benefits to others," 359 Or. at 224, 376 P.3d at 1030, effecting a "quid pro quo," 359 Or. at 225, 376 P.3d at 1030. The remedy clause grants an individual right, not a bargaining chip. This court has never held, in this or any other context, that the legislature may bargain away an individual constitutional right for something of benefit to others, and the majority jeopardizes all individual rights by starting down that path.
The OTCA also does not provide plaintiffs with a benefit of practical consequence. The OTCA does permit plaintiffs to recover from governmental entities but limits the amount that plaintiffs may recover from those entities. Plaintiffs' common-law right against individual governmental employees is a right to unlimited damages. An exchange of that right for the right, under the OTCA, to seek a more limited remedy from a governmental entity may or may not be of practical value to this class of plaintiffs. For instance, in this case, the state's waiver of immunity and its duty to indemnify defendant did not confer a benefit that plaintiff would not have had but for the OTCA. Like all physicians, defendant here had his own liability insurance. Absent the OTCA, that insurance would have been available to cover the costs of defendant's negligence.
Furthermore, a plaintiff's ability to collect a judgment is not a benefit of constitutional dimension and can have no place in the court's constitutional analysis. See Oregonian Publishing Co. v. O'Leary, 303 Or. 297, 305, 736 P.2d 173 (1987) (witness's interest in secrecy is not of constitutional dimension in Article I, section 10, analysis); Mattson v. Astoria, 39 Or. 577, 580-81, 65 P. 1066 (1901) (when plaintiff has claim against individual employee, plaintiff is not wholly without remedy); Batdorff v. Oregon City, 53 Or. 402, 408-09, 100 P. 937 (1909) (same).
The majority does not grapple with those concerns. Instead, the majority focuses on the benefit that the state receives in the bargain. The majority explains that the OTCA "accommodates the state's constitutionally recognized interest in asserting its sovereign immunity with the need to indemnify its employees." 359 Or. at 222, 376 P.3d at 1029 (emphasis added). It is true that the state has a constitutional interest in sovereign immunity, but its choice to indemnify its employees is a choice of practical, and not of constitutional, significance. The state is immune from suit because it is a sovereign. By design, sovereign immunity does not extend to state employees; state employees, including those who perform important, high-risk functions, are liable for their torts. See Gearin, 110 Or. at 396, 223 P. 929 (county employees). Thus, although the state can act only through its agents and employees, the individual liability of state employees is an inherent limitation on the state's immunity. The state may choose to assure its employees that they will be indemnified for their negligence, but it does not need to do so. Private employers, by law, are vicariously liable for the torts of their employees. Minnis v. Oregon
The idea that the Oregon Constitution permits the legislature to bargain away a plaintiff's constitutional right to remedy in these circumstances is so repugnant that I wonder whether the majority means to endorse it. Perhaps, instead, what the majority intends to endorse is balancing — a weighing of the competing individual and state constitutional interests. Balancing may seem more acceptable than bargaining, but it has no greater textual support in Article I, section 10, and it has the same potential to trump and thereby trample constitutional rights. Until this day, a bedrock of our constitutional jurisprudence has been that "a state legislative interest, no matter how important, cannot trump a state constitutional command." State v. Stoneman, 323 Or. 536, 542, 920 P.2d 535 (1996). In Oregonian Publishing Co., 303 Or. at 302, 736 P.2d 173, this court said that "[s]ection 10 is written in absolute terms; there are no explicit qualifications to its command that justice shall be administered openly." As a result, the court rejected the idea that it was appropriate to balance the secrecy interests of a witness who would be compelled to testify at a hearing against the interests of those who sought an open court. Id. at 305, 736 P.2d 173. The same is true of section 10's guarantee that "every" person "shall" have remedy for personal injury. That guarantee is written in absolute terms and should not be subject to balancing.
If that is what the majority intends, then, in its stare decisis analysis, the majority should, at the very least, have acknowledged the fundamental change that it is making and provided a firm basis for its departure. And the majority should candidly have explained how the constitutional right to remedy, which this court described in Gearin, 110 Or. at 396, 223 P. 929, as "one of the most sacred and essential of all the constitutional guaranties" without which "a free government cannot be maintained or individual liberty be preserved," will be given the weight necessary to ensure that it is not easily overborne by the interests of the day.
The majority reassures us that its holding in this case is limited to cases in which the OTCA is applicable — cases in which the state has a constitutional interest in sovereign immunity. The majority also expresses no opinion on whether damages caps which do not implicate the state's sovereign immunity and are not a part of the quid pro quo that the majority sees in the OTCA would comply with Article I, section 10. 359 Or. at 225-26, 376 P.3d at 1030-31. And even when the OTCA applies, the majority "doubt[s] highly" that the legislature's interest in sovereign immunity would justify a damages cap that results in a plaintiff receiving a "paltry fraction" of the damages that the plaintiff incurred. 359 Or. at 224 n. 28, 376 P.3d at 1030 n. 28.
That handle of hope is helpful, but it does little for plaintiff and her son, Tyson, and those who suffer similar tragic consequences at the hands of governmental employees.
Thomas A. Balmer & Katherine Thomas, In the Balance: Thoughts on Balancing and Alternative Approaches in State Constitutional Interpretation, 76 Alb. L. Rev. 2027, 2046 (2013).
Apparently what the majority envisions in future cases is post hoc weighing that will make the validity of statutory limitations dependent on (1) the fraction produced by dividing a plaintiff's limited damages by the
And the majority's post hoc weighing is not the only way to give effect to the proposition that Article I, section 10, does not guarantee a perfect remedy. In Clarke, the court recognized that, although Article I, section 10, places limits on legislative authority, it also permits the exercise of that authority within constitutional bounds. If the legislature were to provide for a restorative, although imperfect, remedy in a way that would be equally restorative to all injured persons, it is possible that its exercise of authority would be upheld. But a monetary cap on damages does not have the same restorative effect for all persons regardless of the degree of injury, and it therefore does not meet the dictates of Article I, section 10, in instances in which it permits some a perfect remedy and others a pittance.
I recognize the many dilemmas that the state legislature faces and its intention to enact laws for the common good. That is the legislature's job. But it is the court's job to ensure that the legislature's well-intended efforts do not result in the loss of individual rights. A court cannot "`balance' one person's rights with cumulated majoritarian interests" without "fl[ying] in the face of the premise of constitutionally guaranteed individual rights against the state." State v. Tourtillott, 289 Or. 845, 881, 618 P.2d 423 (1980) (Linde J., dissenting). This court's duty is to ensure that the legislature's laudable intent to benefit the many does not trump and trample the rights of the one. We do not fulfill that duty in this case.
The leading case for the proposition that Article I, section 17, precludes the legislature from eliminating or interfering with the jury's fact-finding function is Molodyh v. Truck Insurance Exchange, 304 Or. 290, 744 P.2d 992 (1987). The majority endorses and does not overrule that case. In Molodyh, the court held that Article I, section 17, precludes the legislature from eliminating the jury's fact-finding function by giving an insurer the right to have a panel of three appraisers decide the amount of loss in a contract case, rather than leaving that task to a jury. Id. at 295-97, 744 P.2d 992. In Lakin v. Senco Products, Inc., 329 Or. 62, 82, 987 P.2d 463 (1999), this court relied on Molodyh and held that Article I, section 17, also precludes the legislature from interfering with the jury's fact-finding function by requiring a court to enter judgment for a pre-determined amount rather than the amount determined by the jury.
Neither Molodyh nor Lakin limits the legislature's authority to alter or adjust a party's legal claim; both stand for the proposition that, when a plaintiff has a legal claim, it is the jury, and not the legislature or persons designated by the legislature, that must decide the facts of that claim. Molodyh, 304 Or. at 296-97, 744 P.2d 992; Lakin, 329 Or. at 71, 987 P.2d 463. In Jensen v. Whitlow, 334 Or. 412, 422, 51 P.3d 599 (2002), the court explained Lakin in precisely those terms:
(Emphasis added.)
To overrule Lakin, the majority instead reads that case as holding that Article I, section 17, provides a constitutional right to compensatory damages and precludes the legislature from prescribing the elements of a claim, including recoverable damages. 359 Or. at 243-44, 376 P.3d at 1040-41. To demonstrate that Article I, section 17, does not preclude that law-making authority, the majority cites Hale v. Groce, 304 Or. 281, 284, 744 P.2d 1289 (1987), and Fazzolari v. Portland School Dist. No. 1J, 303 Or. 1, 17, 734 P.2d 1326 (1987), for the proposition that courts have authority to limit the class of persons to whom a defendant owes a duty and to require that recoverable damages be
Under the common law as it exists today, a plaintiff who is physically injured by a negligent defendant has a common-law tort claim and may recover damages sufficient to compensate the plaintiff for the economic and noneconomic losses caused by the defendant's negligence. See, e.g., Lakin, 329 Or. at 73, 987 P.2d 463; Smitson v. Southern Pac. Company, 37 Or. 74, 95-96, 60 P. 907 (1900); Oliver v. N.P.T. Co., 3 Or. 84, 88 (1869). Accordingly, in this case, the trial court instructed the jury that "[y]ou must decide the amount of plaintiff's damages"; that "plaintiff must prove economic and non-economic damages by a preponderance of the evidence"; that "[t]he total amount of economic damages may not exceed the sum of $17,678,681"; and that "[t]he amount of non-economic damages may not exceed the sum of $15 million." And, in this case, the jury returned with a verdict for plaintiff in the sum of $12,071,190.38. Article I, section 17, precludes the legislature from interfering with that verdict, which was entered in accordance with existing common law.
That that is true is clear not only from Article I, section 17, but also from Article VII (Amended), section 3, which provides:
As the majority correctly recognizes, that section's purpose is "to eliminate, as an incident of a jury trial in this state, the common-law power of a trial court to re-examine the evidence and set aside a verdict because it was excessive or in any other respect opposed to the weight of the evidence." 359 Or. at 253, 376 P.3d at 1045 (emphasis added; internal quotation marks and citation omitted). That constitutional provision precludes a trial court from instructing a jury to award a plaintiff her economic and noneconomic damages and then, after the verdict is rendered, setting aside the verdict because it exceeds some sum, that, in the court's view, renders it excessive. Van Lom v. Schneiderman, 187 Or. 89, 95-97, 210 P.2d 461 (1949). It also precludes an appellate court from setting aside or modifying a jury's factual determination of damages following a fair trial. Tenold v. Weyerhaeuser Co., 127 Or.App. 511, 523, 873 P.2d 413 (1994). In either instance, a court's nullification of a jury's finding of damages would violate both Article VII (Amended), section 3, and Article I, section 17. And the legislature cannot instruct a court to do what the constitution forbids. Such an instruction constitutes an unlawful interference with the jury's fact-finding function.
A damages cap is not the same as a legal rule that a defendant does not owe a duty to a particular class of plaintiffs or that damages must be foreseeable. A damages cap is nothing more than an arbitrary decision that, although a plaintiff has sustained damages measured according to existing legal principles in an amount assessed by the jury, those damages are excessive and must be reduced.
Courts in other jurisdictions agree and have held that, although a state legislature has authority to make or amend the common law, the constitutional right to jury trial precludes the legislature from interfering with a jury's fact-finding role by reducing a jury's
Id.
The Washington Supreme Court responded to the argument that a damages cap was a permissible exercise of the legislature's law-making power by citing the following passage from a federal district court as providing "insightful distinctions between what the [l]egislature can and cannot do":
Id. at 657, 771 P.2d at 722 (internal quotation marks omitted; quoting Boyd v. Bulala, 647 F.Supp. 781, 789-90 (W.D.Va.1986)). The Washington Supreme Court agreed and expressed the same thought this way:
Id. at 666, 771 P.2d at 727. A contrary argument, the court explained,
Id. at 656, 771 P.2d at 721 (quoting State v. Strasburg, 60 Wn. 106, 116, 110 P. 1020, 1023 (1910)) (internal quotation marks from Strasburg omitted).
This court adopted that analysis in Lakin and did so after considering and rejecting the defendant's position that a damages cap was but a declaration of the legal consequences of facts, and not an interference with the jury's authority to decide the facts.
Today, those authorities include a number of cases that the Lakin court did not have the opportunity to consider. In some of those cases, the courts, like the courts in Sofie and Lakin, have noted the plain meaning of the word "inviolate."
I realize that other courts have reached different conclusions, but I point to the cases that support this court's decision in Lakin to spotlight the fact that the differing conclusions that courts reach arise from differences about what does or does not constitute a nullification of, or interference with, the jury's fact-finding function, not from differences about the jury's constitutional role as factfinder.
In this case as well, the difference between the majority's analysis and the analysis of the unanimous court in Lakin is not found in differences about the text or history of Article I, section 17, and the jury's role as fact-finder. Like the majority in this case, the court in Lakin cited to Blackstone for the proposition that the jury trial was considered "the glory of the English law." 359 Or. at 235, 376 P.3d at 1036 (quoting Lakin, 329 Or. at 70, 987 P.2d 463). Lakin also quoted from Dimick v. Schiedt, 293 U.S. 474, 485-86, 55 S.Ct. 296, 79 L.Ed. 603 (1935), for the proposition that the right to jury trial is a right to have a jury serve as a fact-finding body:
329 Or. at 71, 987 P.2d 463 (emphasis added; internal quotation marks omitted). Although the majority provides additional history demonstrating that the right to have a jury determine the facts in a civil case was of significance not only to Blackstone and to the Britons but also to the colonists, and that the framers were aware that judges and legislators retained the power to make law, the majority's history goes no further. For instance, that history does not indicate that the drafters of Article I, section 17, or its federal counterpart affirmatively intended to permit damages caps. Damages caps did not exist at common law; they are a modern innovation. Nor does that history indicate that the drafters were affirmatively unconcerned with judicial or legislative encroachment on the jury's fact-finding role, or that they considered that role to be insignificant.
The source that the majority most relies on in its review of the history of the civil right to jury trial is Charles W. Wolfram, The Constitutional History of the Seventh Amendment, 57 Minn. L. Rev. 639 (1973). In that article, the author examines historical materials in an attempt to determine what the proponents of the Seventh Amendment sought to accomplish by its adoption, and, although recognizing certain methodological constraints, reaches a number of significant conclusions. Specifically, the author concludes that "it is clear that the amendment was meant by its proponents to do more than protect an occasional civil litigant against an oppressive and corrupt federal judge — although it certainly was to perform this function as well." Id. at 653. Rather, "[t]here was a substantial sentiment to preserve a supposed functioning of the jury that would result in ad hoc `legislative' changes through the medium of the jury's verdict." Id. "Juries," the author concludes, "were sought to be thrust into cases to effect a result different from that likely to be obtained
The majority does not disagree. All that is new in the majority's analysis is this: The Lakin court judged the damages cap at issue in that case to be an interference with a jury's factual assessment of damages; the majority in this case considers the imposition of a damages cap to be within the legislature's law-making power. That difference is apparent, but it cannot be explained by the majority's expanded historical analysis.
Nor can it be explained by the majority's discussion of our decisions in cases other than Lakin. Molodyh precludes legislative interference with the jury's fact-finding function, and Lakin is in accord. To the majority's point that DeMendoza v. Huffman, 334 Or. 425, 51 P.3d 1232 (2002), a case decided after Lakin and that distinguishes Lakin, provides a basis for now overruling it, I question whether the majority is wise to give this and future courts that liberal a leash. The rule of stare decisis is essential to the public's confidence that the law is more than a reflection of personal preference, and the public's confidence in the law is the fragile foundation on which our system of justice rests.
In relying on DeMendoza to overrule Lakin, the majority points to its statement that, if a right to receive an award that reflects the jury's determination of the full amount of damages exists, "then it must arise from some source other than Article I, section 17." 359 Or. at 229, 376 P.3d at 1032 (internal quotation marks omitted; quoting DeMendoza, 334 Or. at 447, 51 P.3d 1232). The majority contends that, in that regard, DeMendoza "cannot be fairly reconciled with Lakin." 359 Or. at 231, 376 P.3d at 1034. But in DeMendoza, the court reaffirmed the court's conclusion in Lakin that a plaintiff had a right to compensatory damages that arose from a source other than Article I, section 17. 334 Or. at 447, 51 P.3d 1232. The court explained that the right to receive an award of compensatory damages that reflects a jury's determination of those damages arises from the existing common-law right to compensatory damages together with the right, under Article I, section 17, to have a jury determine the amount of those damages. Id. at 446-47, 51 P.3d 1232. In DeMendoza, the court contrasted a plaintiff's right to receive jury-awarded compensatory damages with a plaintiff's right to receive jury-awarded punitive damages and concluded that a plaintiff has no right to the latter. Id. at 447, 51 P.3d 1232. Perhaps the court's reasoning was that Article I, section 10, provides a plaintiff with a right to consequential damages, which are necessary to restore a plaintiff's injury, but not to punitive damages, which are awarded to deter wrongful conduct.
Furthermore, the statute at issue in DeMendoza — ORS 18.540 — provided that a portion of the damages assessed by a jury would be distributed to the state. In holding that that statute did not violate Article I, section 17, or Article VII (Amended), section 3, the court distinguished not only between punitive and compensatory damages, but also between caps and the distribution scheme found in ORS 18.540. Id. at 447-48, 51 P.3d 1232. The court reasoned that the effect of ORS 18.540 was not to modify a jury's assessment of punitive damages but, instead, to modify the way in which those damages were distributed. Id. at 447, 51 P.3d 1232. The distribution of damages, the court said, "is not a factual determination that a jury makes." Id. (emphasis in original). The court may have been discussing Article VII (Amended), section 3, when it gave that explanation,
The majority is wrong to conclude that the court's decision in DeMendoza "cannot be fairly reconciled with Lakin," 359 Or. at 231, 376 P.3d at 1034, and the majority aggravates that error by using that standard to overrule Lakin. When, in Couey v. Atkins, 357 Or. 460, 520, 355 P.3d 866 (2015), a unanimous court disavowed Yancy v. Shatzer, 337 Or. 345, 97 P.3d 1161 (2004), in favor of Kellas v. Dept. of Corrections, 341 Or. 471, 145 P.3d 139 (2006), it determined that "if Yancy was correctly decided, then it would seem necessarily to follow that ORS 14.175 is unconstitutional. But if Kellas applies, there would seem to be no constitutional impediment to the legislature conferring the authority to review otherwise moot cases that are capable of repetition, yet evading review." Couey, 357 Or. at 489, 355 P.3d 866. Yancy and Kellas were diametrically opposed; the same cannot be said for Lakin and DeMendoza. In DeMendoza, the court was well aware of its decision in Lakin and reaffirmed and distinguished it. Here, the majority not only fails to follow Lakin, it also fails to follow DeMendoza and its recognition that a plaintiff has a right to receive an award that reflects the jury's determination of compensatory damages.
Nor can the court's decision in Hughes v. PeaceHealth, 344 Or. 142, 178 P.3d 225 (2008), constitute a basis for overruling Lakin. In Hughes, the plaintiff brought a statutory claim for wrongful death and challenged the statutory limitation on damages on both remedy clause and jury trial grounds. Id. at 145, 178 P.3d 225. The majority reasoned that the plaintiff had no right to remedy under Article I, section 10, because, under Smothers, the plaintiff had failed to persuade the court that she would have had a wrongful death claim at common law. Id. at 152, 178 P.3d 225. In this case, the majority overrules Smothers and, thus, the premise for the court's decision in Hughes. The majority should not give effect to Hughes or use it as a basis for overruling Lakin. In addition, like the court in DeMendoza, the court in Hughes distinguished Lakin. Id. at 154, 178 P.3d 225. If the majority is going to give effect to Hughes, it also should give effect to the distinction that it drew. In Hughes, the court explained that because the plaintiff had no right to recover any damages under Article I, section 10, the plaintiff's right to have a jury determine the amount of his damages was not violated. Id. at 155-57, 178 P.3d 225. If the court was correct in that reasoning, its decision does not call the result in Lakin into question or compel a different result in this case. In Lakin, unlike in Hughes, the plaintiff had a right to a remedy under Article I, section 10, and the same is true of plaintiff here. The majority departs from the rule of stare decisis when it fails to follow Lakin, and it errs in using Hughes to do so.
The principle of stare decisis does not fulfill its purpose if we reconsider at will the decisions and distinctions of prior courts. Instead, we should assume that our "fully considered prior cases are correctly decided" unless we can say that the constitutional rule at issue "was not formulated either by means of the appropriate paradigm or by some suitable substitute." State v. Ciancanelli, 339 Or. 282, 290-91, 121 P.3d 613 (2005). A majority of the present court may disagree with the result that the unanimous court reached in Lakin, but it cannot say that that standard has been met here.
Moreover, the majority did not have to overrule Lakin to make clear that the right that Article I, section 17, grants is a procedural right to have a jury decide the facts in a case and not a right to a particular common-law claim or to unlimited damages. It was unnecessary for the majority to erect and topple a straw man to reach that conclusion. And more importantly, the fact that the right to jury trial is a procedural right does not take anything from it. The procedural right to jury trial guarantees that plain people will decide the facts of a case. It is more than a right to have a jury empanelled; it is a right to have a jury perform its fact-finding function without interference.
The court that decided Molodyh would not have permitted the legislature to write its way around Article I, section 17, by enacting a law that permitted the parties to an insurance contract to try their case to a jury, but
Labeling the right to civil jury trial as a procedural right does not diminish its significance in our governmental structure. In Blakely v. Washington, 542 U.S. 296, 305-06, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), the United States Supreme Court described the role of the jury in a criminal trial as "no mere procedural formality, but a fundamental reservation of power in our constitutional structure."
Herbert J. Storing ed., The Complete Anti-Federalist Vol. 2, 320 (1981).
Thus, as Alexis de Tocqueville explained, "[t]he jury is, above all, a political institution, and it must be regarded in this light in order to be duly appreciated." Alexis de Tocqueville, Democracy in America 282 (Phillips Bradley ed. 1946) (originally published 1835). De Tocqueville described the civil jury as placing "the real direction of society in the hands of the governed, or of a portion of the governed, and not in that of the government." Id. The civil jury system, Blackstone explained, "preserves in the hands of the people that share which they ought to have in the administration of public justice, and prevents the encroachments of the more powerful and wealthy citizens." William Blackstone, 3 Commentaries on the Laws of England 380 (1st ed. 1768). It is to jurors — plain people — that we have often looked to defend our constitutional rights "against the importunities of judges and despite prevailing hysteria and prejudices." Toth v. Quarles, 350 U.S. 11, 17-19, 76 S.Ct. 1, 100 L.Ed. 8 (1955). We lose that strength when we permit interference with that function.
Together Article I, section 10, and Article I, section 17, provide a constitutional structure that is designed to provide justice for all and a means to preserve justice for all. Today, the majority does real damage to that
BALDWIN, J., joins in this dissenting opinion.
Me. Const. Art. I, § 19 (1820).
Id. at 45-46.
DeMendoza, 334 Or. at 447, 51 P.3d 1232 (last bracket added; all other brackets and ellipses in DeMendoza).
U.S. Const. Amend. 7.
Peters v. Saft, 597 A.2d 50, 53 (Me.1991).
Id.
There is a wealth of modern scholarship on pre-Civil War judicial antipathy to retroactive legislation regarding vested rights as the theoretical underpinning for a range of constitutional doctrines, including ex post facto, impairment of contract, remedy by due course of law or law of the land, and — especially — due process guarantees. See, e.g., Chapman & McConnell, Due Process as Separation of Powers, 121 Yale LJ at 1727 ("Courts used separation-of-powers logic to invalidate legislative acts under a variety of constitutional provisions."); Ann Woolhandler, Public Rights, Private Rights, and Statutory Retroactivity, 94 Geo. LJ 1015, 1025 (2006) (retroactive elimination of vested rights "were often said either to deprive people of property without `due process of law' or to cross the line between `legislative' and `judicial' power"); Nathan N. Frost, Rachel Beth Klein-Levine & Thomas B. McAfee, Courts Over Constitutions Revisited: Unwritten Constitutionalism in the States, 2004 Utah L. Rev. 333, 382 (2004) ("The doctrine of vested rights grew out of a recognition that when legislatures act like courts, the potential for abuse grows not only by the omission of some particular procedure in question — such as trial by jury — but also by the departure from separation of powers."); John Harrison, Substantive Due Process and the Constitutional Text, 83 Va. L. Rev. 493, 511 n. 46 (1997) (explaining that early vested-rights case law was understood "primarily in terms of the constitutional structure of separated powers" in that legislative abrogation of vested rights was "seen as an attempt to exercise the judicial power"); James L. Kainen, The Historical Framework for Reviving Constitutional Protection for Property and Contract Rights, 79 Cornell L. Rev. 87, 108 n. 82 (1993) (citing Sedgwick for pre-Civil War view that "the protection of vested rights defines the proper role of courts in securing individual rights against legislative interference when there is no express federal or state constitutional shield"); Wallace Mendelson, A Missing Link in the Evolution of Due Process, 10 Vand. L. Rev. 125, 136 (1956) (noting the significance of separation of powers doctrine as the rationale for voiding retroactive legislation altering vested rights).
See also, e.g., O'Quinn v. Walt Disney Productions, Inc., 177 Colo. 190, 195, 493 P.2d 344, 346 (1972) (remedy clause "simply provides that if a right does accrue under the law, the courts will be available to effectuate such right"); Hawley v. Green, 117 Idaho 498, 500-01, 788 P.2d 1321, 1323-24 (1990) (state remedy guarantee "merely admonishes the Idaho courts to dispense justice and to secure citizens the rights and remedies afforded by the legislature or by the common law"); MJ Farms, Ltd. v. Exxon Mobil Corp., 998 So.2d 16, 37 (La.2008) (state remedy clause "operates only to provide remedies which are fashioned by the legislature"); Lamb v. Wedgewood South Corp., 308 N.C. 419, 444, 302 S.E.2d 868, 882 (1983) ("[T]he remedy constitutionally guaranteed must be one that is legally cognizable. The legislature has the power to define the circumstances under which a remedy is legally cognizable and those under which it is not.").